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Form Serial No: |
CS20150710000435 |
| 1.
Name of listed corporation: |
Legend Holdings Corporation - H Shares |
| 2.
Stock code: |
03396 |
| 3.
Class of shares: |
H Shares |
| 4.
Number of issued shares in class: |
388,238,400 |
| 5.
Name of substantial shareholder: |
UBS Group AG |
| 6.
Registered office: |
BAHNHOFSTRASSE 458001 ZURICH SWITZERLAND |
| 7.
Principal place of business in Hong Kong: |
52/F TWO INTERNATIONAL FINANCE CENTRE8 FINANCE STREET, CENTRALHONG KONG |
| 13.
Exchange on which listed: |
SIX Swiss Exchange AG |
| 14.
Name of listed parent and exchange on which parent is listed: |
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| 15.
Date of relevant event: |
07/07/2015
(dd/mm/yyyy)
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| 16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
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| 17.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
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Long position |
103 |
|
205 |
6,417,101 |
HKD |
|
42.162 |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 58,437,210 | 15.05 |
| Short Position | 53,240,000 | 13.71 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 64,854,311 | 16.70 |
| Short Position | 53,340,000 | 13.74 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Code describing capacity | Number of shares |
| 203 | | Long position | 2,296,700 | | Short position | 0 |
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| 205 | | Long position | 62,557,611 | | Short position | 53,340,000 |
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| 21.
Further information in respect of derivative interests: |
| Code describing derivatives | Number of shares |
| 401 | | Long position | 1 | | Short position | 0 |
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| 403 | | Long position | 15,167,310 | | Short position | 0 |
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| 404 | | Long position | 0 | | Short position | 400,000 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| UBS AG | Bahnhofstrasse 45, 8001 Zurich, Switzerland | UBS Group AG | 98.02 | Y | | Long position | 62,557,611 | | Short position | 53,340,000 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 25.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | % |
| Nil | | | |
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| 27.
Date of filing this Form 2: |
09/07/2015
(dd/mm/yyyy)
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| 29.
Number of attachments: |
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