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Form Serial No: |
CS20170613000076 |
| 1.
Name of listed corporation: |
Li Ning Co. Ltd. |
| 2.
Stock code: |
02331 |
| 3.
Class of shares: |
Ordinary |
| 4.
Number of issued shares in class: |
2,174,833,384 |
| 5.
Name of substantial shareholder: |
UBS Group AG |
| 6.
Registered office: |
BAHNHOFSTRASSE 45
8001 ZURICH SWITZERLAND |
| 7.
Principal place of business in Hong Kong: |
52/F TWO INTERNATIONAL FINANCE CENTRE
8 FINANCE STREET, CENTRAL
HONG KONG |
| 13.
Exchange on which listed: |
SIX Swiss Exchange AG |
| 14.
Name of listed parent and exchange on which parent is listed: |
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| 15.
Date of relevant event: |
08/06/2017
(dd/mm/yyyy)
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| 16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
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| 17.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
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Off Exchange
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| Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
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Long position |
101 |
|
203 |
10,747,337 |
HKD |
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| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 98,074,815 | 4.51 |
| Short Position | 25,990,000 | 1.20 |
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| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 108,822,152 | 5.00 |
| Short Position | 25,990,000 | 1.20 |
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| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Code describing capacity | Number of shares |
| 203 | | Long position | 11,574,253 | | Short position | 0 |
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| 205 | | Long position | 97,247,899 | | Short position | 25,990,000 |
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| 21.
Further information in respect of derivative interests: |
| Code describing derivatives | Number of shares |
| 403 | | Long position | 0 | | Short position | 13,540,000 |
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| 404 | | Long position | 12,250,000 | | Short position | 0 |
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| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| UBS AG | Bahnhofstrasse 45, 8001 Zürich, Switzerland
| UBS Group AG | 100.00 | Y | | Long position | 19,229,317 | | Short position | 25,990,000 |
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| UBS Asset Management (Hong Kong) Ltd | 45-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong | UBS Group AG | 100.00 | Y | | Long position | 4,520,000 | | Short position | 0 |
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| UBS Asset Management (Singapore) Ltd | One Raffles Quay, #50-01 North Tower, Singapore 048583, Singapore | UBS Group AG | 100.00 | Y | | Long position | 34,397,500 | | Short position | 0 |
|
| UBS Asset Management Trust Company | Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield 62703, USA | UBS Group AG | 100.00 | Y | | Long position | 79,500 | | Short position | 0 |
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| UBS Asset Management (UK) Limited | 21 Lombard Street, London EC3V9AH, United Kingdom | UBS Group AG | 100.00 | Y | | Long position | 24,000 | | Short position | 0 |
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| UBS Fund Management (Luxembourg) S.A. | 33A avenue J.F. Kennedy, Luxembourg | UBS Group AG | 100.00 | Y | | Long position | 33,810,582 | | Short position | 0 |
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| UBS Fund Management (Switzerland) AG | Brunngässlein 12, 4052 Basel, Switzerland | UBS Group AG | 100.00 | Y | | Long position | 5,185,500 | | Short position | 0 |
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| UBS Financial Services Inc. | Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808, Delaware, USA | UBS Group AG | 100.00 | Y | | Long position | 1,500 | | Short position | 0 |
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| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 25.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
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| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | % |
| Nil | | | |
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| 27.
Date of filing this Form 2: |
13/06/2017
(dd/mm/yyyy)
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| 29.
Number of attachments: |
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