FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20110426000229
1.
Name of listed corporation
:
New World Development Co. Ltd.
2.
Stock code
:
00017
3.
Class of shares
:
Ordinary
4.
Number of issued shares in class
:
3,968,894,715
5.
Name of substantial shareholder
:
UBS AG
6.
Registered office
:
BAHNHOFSTRASSE 45 8098 ZURICH SWITZERLAND
7.
Principal place of business in Hong Kong
:
52/F TWO INTERNATIONAL FINANCE CENTRE 8 FINANCE STREET, CENTRAL HONG KONG
13.
Exchange on which listed
:
VIRT-X
14.
Name of listed parent and exchange on which parent is listed
:
15.
Date of relevant event
:
20/04/2011
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
101
201
7,470,043
HKD
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
193,389,390
4.87
Short Position
9,886,910
0.25
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
200,859,433
5.06
Short Position
9,966,980
0.25
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
201
Long position
81,555,404
Short position
9,884,980
203
Long position
2,763,604
Short position
0
205
Long position
116,540,425
Short position
82,000
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
401
Long position
19,509,496
Short position
1,155,000
403
Long position
20,108,175
Short position
8,121,980
404
Long position
0
Short position
608,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
UBS Fund Management (Switzerland) AG
Brunngässlein 12, 4052 Basel, Switzerland
UBS AG
100.00
Y
Long position
13,425,512
Short position
0
UBS Fund Services (Luxembourg) S.A.
33A avenue J.F. Kennedy, 1855 Luxembourg
UBS AG
100.00
Y
Long position
16,397,000
Short position
0
UBS Global Asset Management (Americas) Inc.
The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington DE19801, Delaware, USA
UBS AG
100.00
Y
Long position
24,492,868
Short position
0
UBS Global Asset Management (Australia) Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia
UBS AG
100.00
Y
Long position
1,565,000
Short position
0
UBS Global Asset Management (Canada) Inc.
161 Bay Street, BCE Place, Suite 3900, Toronto ONT M5J 2S1, Ontario, Canada
UBS AG
100.00
Y
Long position
7,491,000
Short position
0
UBS Global Asset Management (Deutschland) GmbH
Bockenheimer Landstrasse 2-4, 60306 Frankfurt am Main, Germany
UBS AG
100.00
Y
Long position
804,000
Short position
0
UBS Global Asset Management (Hong Kong) Limited
46-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
UBS AG
100.00
Y
Long position
3,621,000
Short position
0
UBS Global Asset Management (Japan) Ltd
Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo 100-0004, Japan
UBS AG
100.00
Y
Long position
5,449,500
Short position
0
UBS Global Asset Management Life Ltd
21 Lombard Street, London EC3V9AH, United Kingdom
UBS AG
100.00
Y
Long position
7,062,564
Short position
0
UBS Global Asset Management (Singapore) Ltd
One Raffles Quay, #50-01 North Tower, Singapore 048583, Singapore
UBS AG
100.00
Y
Long position
2,823,000
Short position
0
UBS Global Asset Management (Taiwan) Ltd
Cathay Financial Centre, 5F, No 7, Sung Jen Road, Taipei 110 ROC, Taiwan
UBS AG
100.00
Y
Long position
732,000
Short position
0
UBS Global Asset Management Trust Company
UBS Tower, One North Wacker Drive, Chicago IL 60606, Illinois, USA
UBS AG
100.00
Y
Long position
6,637,000
Short position
0
UBS Global Asset Management (UK) Ltd
21 Lombard Street, London EC3V9AH, United Kingdom
UBS AG
100.00
Y
Long position
25,112,245
Short position
0
UBS Securities LLC
Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808, Delaware, USA
UBS AG
100.00
Y
Long position
85,882
Short position
82,000
UBS Financial Services Inc.
Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808, Delaware, USA
UBS AG
100.00
Y
Long position
493,168
Short position
0
UBS Bank (Canada)
154 University Avenue, Toronto ONT M5H 3Z4 Ontario, Canada
UBS AG
100.00
Y
Long position
316,186
Short position
0
UBS Deutschland AG
Bockenheimer Landstrasse 2-4 OpernTurm, 60306 Frankfurt am Main Germany
UBS AG
100.00
Y
Long position
7,000
Short position
0
UBS Wealth Management Australia Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia
UBS AG
100.00
Y
Long position
25,500
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
26/04/2011
(dd/mm/yyyy)
29.
Number of attachments
: