FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20111020000178
1.
Name of listed corporation
:
New World Development Co. Ltd.
2.
Stock code
:
00017
3.
Class of shares
:
Ordinary
4.
Number of issued shares in class
:
3,990,125,002
5.
Name of substantial shareholder
:
UBS AG
6.
Registered office
:
BAHNHOFSTRASSE 45 8098 ZURICH SWITZERLAND
7.
Principal place of business in Hong Kong
:
52/F TWO INTERNATIONAL FINANCE CENTRE 8 FINANCE STREET, CENTRAL HONG KONG
13.
Exchange on which listed
:
VIRT-X
14.
Name of listed parent and exchange on which parent is listed
:
15.
Date of relevant event
:
18/10/2011
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
101
201
40,669,636
HKD
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
173,176,078
4.34
Short Position
17,121,802
0.43
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
213,845,713
5.36
Short Position
54,825,459
1.37
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
201
Long position
84,540,544
Short position
35,183,827
203
Long position
5,236,656
Short position
0
205
Long position
124,068,513
Short position
19,641,632
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
401
Long position
11,804,127
Short position
2,493,671
403
Long position
19,488,249
Short position
12,012,156
404
Long position
1,487,353
Short position
1,000,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
UBS Fund Management (Switzerland) AG
Brunngässlein 12, 4052 Basel, Switzerland
UBS AG
100.00
Y
Long position
11,483,552
Short position
0
UBS Fund Services (Luxembourg) S.A.
33A avenue J.F. Kennedy, 1855 Luxembourg
UBS AG
100.00
Y
Long position
15,177,235
Short position
0
UBS Global Asset Management (Americas) Inc.
The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington DE19801, Delaware, USA
UBS AG
100.00
Y
Long position
18,582,971
Short position
0
UBS Global Asset Management (Australia) Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia
UBS AG
100.00
Y
Long position
1,396,088
Short position
0
UBS Global Asset Management (Canada) Co.
161 Bay Street, BCE Place, Suite 3900, Toronto ONT M5J 2S1, Ontario, Canada
UBS AG
100.00
Y
Long position
5,936,000
Short position
0
UBS Global Asset Management (Deutschland) GmbH
Bockenheimer Landstrasse 2-4, 60306 Frankfurt am Main, Germany
UBS AG
100.00
Y
Long position
239,000
Short position
0
UBS Global Asset Management (Hong Kong) Ltd
46-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
UBS AG
100.00
Y
Long position
6,299,000
Short position
0
UBS Global Asset Management (Japan) Ltd
Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo 100-0004, Japan
UBS AG
100.00
Y
Long position
8,722,500
Short position
0
UBS Global Asset Management Life Limited
21 Lombard Street, London EC3V9AH, United Kingdom
UBS AG
100.00
Y
Long position
5,550,564
Short position
0
UBS Global Asset Management (Singapore) Ltd
One Raffles Quay, #50-01 North Tower, Singapore 048583, Singapore
UBS AG
100.00
Y
Long position
1,434,045
Short position
0
UBS Global Asset Management (Taiwan) Ltd
Cathay Financial Centre, 5F, No 7, Sung Jen Road, Taipei 110 ROC, Taiwan
UBS AG
100.00
Y
Long position
459,554
Short position
0
UBS Global Asset Management Trust Company
UBS Tower, One North Wacker Drive, Chicago IL 60606, Illinois, USA
UBS AG
100.00
Y
Long position
6,797,010
Short position
0
UBS Global Asset Management (UK) Limited
21 Lombard Street, London EC3V9AH, United Kingdom
UBS AG
100.00
Y
Long position
21,814,992
Short position
0
UBS Securities LLC
Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808, Delaware, USA
UBS AG
100.00
Y
Long position
19,662,642
Short position
19,641,632
UBS Financial Services Inc.
Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808, Delaware, USA
UBS AG
100.00
Y
Long position
74,674
Short position
0
UBS Bank (Canada)
154 University Avenue, Toronto ONT M5H 3Z4 Ontario, Canada
UBS AG
100.00
Y
Long position
373,186
Short position
0
UBS Deutschland AG
Bockenheimer Landstrasse 2-4 OpernTurm, 60306 Frankfurt am Main Germany
UBS AG
100.00
Y
Long position
32,000
Short position
0
UBS Wealth Management Australia Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia
UBS AG
100.00
Y
Long position
33,500
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
20/10/2011
(dd/mm/yyyy)
29.
Number of attachments
: