FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20150730000180
1.
Name of listed corporation
:
Ping An Insurance (Group) Co. of China, Ltd. - H Shares
2.
Stock code
:
02318
3.
Class of shares
:
H Shares
4.
Number of issued shares in class
:
7,447,576,912
5.
Name of substantial shareholder
:
UBS AG
6.
Registered office
:
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND
7.
Principal place of business in Hong Kong
:
52/F TWO INTERNATIONAL FINANCE CENTRE 8 FINANCE STREET, CENTRAL HONG KONG
13.
Exchange on which listed
:
SIX Swiss Exchange AG
14.
Name of listed parent and exchange on which parent is listed
:
15.
Date of relevant event
:
28/07/2015
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
HKD
Short position
113
201
3,494,100
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
935,743,106
12.56
Short Position
1,193,090,146
16.02
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
933,925,121
12.54
Short Position
1,189,596,046
15.97
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
201
Long position
667,735,354
Short position
1,189,596,046
203
Long position
165,093,247
Short position
0
205
Long position
101,096,520
Short position
0
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
401
Long position
9,955,876
Short position
9,967,000
402
Long position
1,252,878
Short position
29,279,768
403
Long position
182,785,280
Short position
51,911,643
404
Long position
450,524,751
Short position
998,751,061
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
UBS Fund Management (Switzerland) AG
Brunngässlein 12, 4052 Basel, Switzerland
UBS AG
100.00
Y
Long position
13,347,500
Short position
0
UBS Fund Services (Luxembourg) S.A.
33A avenue J.F. Kennedy, 1855 Luxembourg
UBS AG
100.00
Y
Long position
22,604,966
Short position
0
UBS Global Asset Management (Americas) Inc.
Corporation Service Company 2711 Centerville Road Suite 400 Wilmington 19808 DE USA
UBS AG
100.00
Y
Long position
2,503,000
Short position
0
UBS Global Asset Management (Australia) Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia
UBS AG
100.00
Y
Long position
370,000
Short position
0
UBS Global Asset Management (Canada) Inc.
600 de Maisonneuve Boulevard West Suite 2710 Montreal H3A 3J2 Quebec Canada
UBS AG
100.00
Y
Long position
4,440,000
Short position
0
UBS Global Asset Management (Hong Kong) Limited
45-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
UBS AG
100.00
Y
Long position
12,470,936
Short position
0
UBS Global Asset Management (Japan) Ltd
Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo 100-0004, Japan
UBS AG
100.00
Y
Long position
1,964,104
Short position
0
UBS Global Asset Management (Singapore) Ltd
One Raffles Quay, #50-01 North Tower, Singapore 048583, Singapore
UBS AG
100.00
Y
Long position
26,022,000
Short position
0
UBS Global Asset Management Trust Company
Illinois Corporation Service Company 801 Adlai Stevenson Drive Springfield 62703 USA
UBS AG
100.00
Y
Long position
64,000
Short position
0
UBS Global Asset Management (UK) Ltd
21 Lombard Street, London EC3V9AH, United Kingdom
UBS AG
100.00
Y
Long position
16,052,000
Short position
0
UBS Global Asset Management (Deutschland) GmbH
Bockenheimer Landstrasse 2-4, 60306 Frankfurt am Main, Germany
UBS AG
100.00
Y
Long position
29,000
Short position
0
UBS Financial Services Inc.
Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808, Delaware, USA
UBS AG
100.00
Y
Long position
34,814
Short position
0
UBS Bank (Canada)
154 University Avenue, Toronto ONT M5H 3Z4 Ontario, Canada
UBS AG
100.00
Y
Long position
13,700
Short position
0
UBS Swiss Financial Advisers AG
Lowenstrasse 49 8001 Zurich, Switzerland
UBS AG
100.00
Y
Long position
510,000
Short position
0
UBS Global Asset Management Life Ltd
21 Lombard Street, London EC3V9AH, United Kingdom
UBS AG
100.00
Y
Long position
12,000
Short position
0
UBS Switzerland AG
Bahnhofstrasse 45 8001 Zürich Switzerland
UBS AG
100.00
Y
Long position
622,000
Short position
0
UBS O'Connor Limited
21 Lombard Street, London EC3V9AH, United Kingdom
UBS AG
100.00
Y
Long position
36,500
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
30/07/2015
(dd/mm/yyyy)
29.
Number of attachments
: