FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20170525000225
1.
Name of listed corporation
:
Ping An Insurance (Group) Co. of China, Ltd. - H Shares
2.
Stock code
:
02318
3.
Class of shares
:
H Shares
4.
Number of issued shares in class
:
7,447,576,912
5.
Name of substantial shareholder
:
UBS Group AG
6.
Registered office
:
BAHNHOFSTRASSE 45 8001 ZURICH SWITZERLAND
7.
Principal place of business in Hong Kong
:
52/F TWO INTERNATIONAL FINANCE CENTRE 8 FINANCE STREET, CENTRAL HONG KONG
13.
Exchange on which listed
:
SIX Swiss Exchange AG
14.
Name of listed parent and exchange on which parent is listed
:
15.
Date of relevant event
:
22/05/2017
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
HKD
Short position
113
205
8,197,102
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,140,133,617
15.31
Short Position
1,341,602,957
18.01
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
1,132,866,727
15.21
Short Position
1,333,405,855
17.90
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
203
Long position
160,025,620
Short position
0
205
Long position
972,841,107
Short position
1,333,405,855
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
401
Long position
11,600,349
Short position
1,907,101
402
Long position
5,521,500
Short position
14,054,100
403
Long position
464,082,497
Short position
177,196,675
404
Long position
410,506,638
Short position
1,007,953,991
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
UBS AG
Bahnhofstrasse 45, 8001 Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
825,127,832
Short position
1,331,405,855
UBS Asset Management (Americas) Inc.
Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, 19808 DE, USA
UBS Group AG
100.00
Y
Long position
2,946,396
Short position
0
UBS Asset Management (Australia) Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney NSW 2000, Australia
UBS Group AG
100.00
Y
Long position
240,000
Short position
0
UBS Asset Management (Canada) Inc.
161 Bay Street, BCE Place Suite 4100, Toronto, Canada
UBS Group AG
100.00
Y
Long position
5,512,000
Short position
0
UBS Asset Management (Deutschland) GmbH
Bockenheimer Landstrasse 2-4, 60306 Frankfurt am Main, Germany
UBS Group AG
100.00
Y
Long position
29,000
Short position
0
UBS Asset Management (France) SA
69 Boulevard Haussmann, Paris, France.
UBS Group AG
100.00
Y
Long position
274,000
Short position
0
UBS Asset Management (Hong Kong) Ltd
45-52 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
UBS Group AG
100.00
Y
Long position
15,789,666
Short position
0
UBS Asset Management (Japan) Ltd
Otemachi First Square, 5-1 Otemachi 1-chome, Chiyoda-ku, Tokyo 100-0004, Japan
UBS Group AG
100.00
Y
Long position
1,730,604
Short position
0
UBS Asset Management Life Limited
21 Lombard Street, London EC3V9AH, United Kingdom
UBS Group AG
100.00
Y
Long position
796,500
Short position
0
UBS Asset Management (Singapore) Ltd
One Raffles Quay, #50-01 North Tower, Singapore 048583, Singapore
UBS Group AG
100.00
Y
Long position
37,427,000
Short position
0
UBS Asset Management Trust Company
Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield 62703, USA
UBS Group AG
100.00
Y
Long position
3,566,000
Short position
0
UBS Asset Management (UK) Limited
21 Lombard Street, London EC3V9AH, United Kingdom
UBS Group AG
100.00
Y
Long position
22,524,500
Short position
0
UBS Fund Management (Luxembourg) S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
32,505,800
Short position
0
UBS Fund Management (Switzerland) AG
Brunngässlein 12, 4052 Basel, Switzerland
UBS Group AG
100.00
Y
Long position
16,376,000
Short position
0
UBS Third Party Management Company S.A.
33A avenue J.F. Kennedy, Luxembourg
UBS Group AG
100.00
Y
Long position
30,000
Short position
0
UBS Limited
1 Finsbury Avenue, London EC2M 2PP, United Kingdom
UBS Group AG
100.00
Y
Long position
2,000,000
Short position
2,000,000
UBS Switzerland AG
Bahnhofstrasse 45, 8001 Zürich, Switzerland
UBS Group AG
100.00
Y
Long position
5,733,076
Short position
0
UBS Financial Services Inc.
Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington DE 19808, Delaware, USA
UBS Group AG
100.00
Y
Long position
20,348
Short position
0
UBS Bank (Canada)
154 University Avenue, Toronto ONT M5H 3Z4 Ontario, Canada
UBS Group AG
100.00
Y
Long position
60,885
Short position
0
UBS Gestión S.G.I.I.C., SA
María de Molina 4-3a, Madrid, Spain
UBS Group AG
100.00
Y
Long position
19,000
Short position
0
UBS Swiss Financial Advisers AG
Lowenstrasse 49 8001 Zurich, Switzerland
UBS Group AG
100.00
Y
Long position
132,500
Short position
0
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
25/05/2017
(dd/mm/yyyy)
29.
Number of attachments
: