FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20131217000216
1.
Name of listed corporation
:
Qinhuangdao Port Co., Ltd. - H Shares
2.
Stock code
:
03369
3.
Class of shares
:
H
4.
Number of issued shares in class
:
829,853,000
5.
Name of substantial shareholder
:
Citigroup Inc.
6.
Registered office
:
399 Park Avenue, New York, 10043, USA
7.
Principal place of business in Hong Kong
:
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
13.
Exchange on which listed
:
NYSE
14.
Name of listed parent and exchange on which parent is listed
:
15.
Date of relevant event
:
12/12/2013
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17/12/2013
(dd/mm/yyyy)
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
108
205
243,963,500
HKD
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
0
0.00
Short Position
0
0.00
Lending Pool
0
0.00
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
243,963,500
29.39
Short Position
124,477,000
15.00
Lending Pool
0
0.00
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
213
Long position
0
Short position
124,477,000
205
Long position
243,963,500
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
403
Long position
124,477,000
Short position
0
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Citigroup Global Markets Financial Products LLC
1209 Orange Street, Wilmington, Delaware, 19899, USA
Citigroup Global Markets Holdings GmbH
100.00
Y
Long position
0
Short position
0
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets Europe Limited
100.00
Y
Long position
0
Short position
0
Citigroup Global Markets Inc.
388 Greenwich Street, New York, NY 10013, USA
Citigroup Financial Products Inc.
100.00
Y
Long position
0
Short position
0
Citigroup Global Markets Holdings GmbH
Schipfe 2, 8001, Zurich, Switzerland
Citigroup Global Markets (International) Finance AG
75.70
N
Long position
0
Short position
0
Citigroup Global Markets Holdings GmbH
Schipfe 2, 8001, Zurich, Switzerland
Citigroup Global Markets Pacific Holding Company Inc.
24.30
N
Long position
0
Short position
0
Citigroup Global Markets Europe Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets (International) Finance AG
0.11
N
Long position
0
Short position
0
Citigroup Global Markets Europe Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Financial Products Inc.
64.67
N
Long position
0
Short position
0
Citigroup Global Markets Europe Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets International LLC
35.22
N
Long position
0
Short position
0
Citigroup Global Markets (International) Finance AG
SCHIPFE 2, 8001 Zurich, SWITZERLAND
Citigroup Financial Products Inc.
100.00
N
Long position
243,963,500
Short position
124,477,000
Citigroup Global Markets Pacific Holding Company Inc.
1209 Orange Street, Wilmington, Delaware, 19899, USA
Citigroup Financial Products Inc.
100.00
N
Long position
0
Short position
0
Citigroup Global Markets International LLC
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Financial Products Inc.
100.00
N
Long position
0
Short position
0
Citigroup Financial Products Inc.
1209 Orange Street, Wilmington, Delaware, 19899, USA
Citigroup Global Markets Holdings Inc.
100.00
N
Long position
243,963,500
Short position
124,477,000
Morgan Stanley Smith Barney Holdings LLC
2000 Westchester Avenue Purchase, NY 10577, USA (Delaware)
Citigroup Global Markets Inc.
49.00
Y
Long position
0
Short position
0
Citigroup Global Markets Inc.
388 Greenwich Street, New York, NY 10013, USA
Citigroup Financial Products Inc.
100.00
N
Long position
0
Short position
0
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, NY 10013, USA
Citigroup Inc.
100.00
N
Long position
243,963,500
Short position
124,477,000
Citibank N.A.
399 Park Avenue, New York, NY 10043 , USA
Citicorp Holdings Inc.
100.00
Y
Long position
0
Short position
0
Citicorp Holdings Inc.
399 Park Avenue, New York, NY 10043 , USA
Citigroup Inc.
100.00
N
Long position
0
Short position
0
Citigroup Global Markets Asia Limited
50th Floor, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Hong Kong Holdings Limited
100.00
Y
Long position
243,963,500
Short position
124,477,000
Citigroup Global Markets Hong Kong Holdings Limited
50th Floor, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
N
Long position
243,963,500
Short position
124,477,000
Citigroup Global Markets Overseas Finance Limited
PO Box 209 GT, Ugland Hose, South Church Street, George Town, Grand Cayman, Cayman Islands
Citigroup Global Markets (International) Finance AG
51.86
N
Long position
243,963,500
Short position
124,477,000
Citigroup Global Markets Overseas Finance Limited
PO Box 209 GT, Ugland Hose, South Church Street, George Town, Grand Cayman, Cayman Islands
Citigroup Global Markets Switzerland Holding GmbH
48.14
N
Long position
243,963,500
Short position
124,477,000
Citigroup Global Markets Switzerland Holding GmbH
Schipfe 2, 8001, Zurich, Switzerland
Citigroup Financial Products Inc.
100.00
N
Long position
243,963,500
Short position
124,477,000
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
HSBC Corporate Finance (Hong Kong) Limited
1 Queen's Road, Central, Hong Kong
Long position
124,477,000
Short position
124,477,000
China International Capital Corporation Hong Kong Securities Limited
29th Floor, One international Finance Centre, 1 Harbour View Street, Central, Hong Kong
Long position
124,477,000
Short position
124,477,000
HSBC Corporate Finance (Hong Kong) Limited
1 Queen's Road, Central, Hong Kong
Long position
124,477,000
Short position
124,477,000
China International Capital Corporation Hong Kong Securities Limited
29th Floor, One international Finance Centre, 1 Harbour View Street, Central, Hong Kong
Long position
124,477,000
Short position
124,477,000
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
17/12/2013
(dd/mm/yyyy)
29.
Number of attachments
: