FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20160303000217
1.
Name of listed corporation
:
Yuexiu Transport Infrastructure Ltd.
2.
Stock code
:
01052
3.
Class of shares
:
Ordinary
4.
Number of issued shares in class
:
1,673,162,295
5.
Name of substantial shareholder
:
Nomura Holdings, Inc.
6.
Registered office
:
1-9-1, Nihonbashi, Chuo-ku, Tokyo 103-8645, Japan
7.
Principal place of business in Hong Kong
:
NIL
13.
Exchange on which listed
:
Tokyo, Nagoya, Singapore and New York
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
29/02/2016
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
102
205
205
9,978,534
HKD
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
92,546,079
5.53
Short Position
34,206,303
2.04
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
82,567,545
4.93
Short Position
34,206,303
2.04
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
205
Long position
82,567,546
Short position
34,206,303
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
403
Long position
47,828,142
Short position
0
404
Long position
8,598,000
Short position
7,020,000
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Nomura Asset ManagementCo., Ltd.
1-12-1 Nihonbashi,Chuo-ku,Tokyo 103-8260 Japan
Nomura Holdings, Inc.
100.00
N
Long position
804,000
Short position
0
Nomura Asset ManagementCo., Ltd.
1-12-1 Nihonbashi,Chuo-ku,Tokyo 103-8260 Japan
Nomura Holdings, Inc.
100.00
Y
Long position
15,391,048
Short position
0
Nomura Asset ManagementSingapore Limited
10 Marina Boulevard,Marina Bay Financial Centre Tower 2, #33-03 Singapore 018983
Nomura Asset ManagementCo., Ltd.
100.00
Y
Long position
90,000
Nomura Asset Management Taiwan Limited (Nomura SITE)
101 Tower, 30F, No.7, Sec.5, Xinyi Road, Taipei, 11049 Taiwan
Nomura Asset Management Co., Ltd
51.00
Y
Long position
714,000
Short position
0
Nomura Europe Holdings plc
1 Angel Lane London EC4R 3AB, United Kingdom
Nomura Holdings, Inc.
100.00
N
Long position
63,760,497
Short position
31,594,303
Nomura International plc
1 Angel Lane London EC4R 3AB, United Kingdom
Nomura Europe Holdings plc
100.00
Y
Long position
63,760,497
Short position
31,594,303
Nomura Holding America Inc.
Worldwide Plaza 309 West 49th Street New York, NY 10019-7316
Nomura Holdings, Inc.
100.00
N
Long position
2,612,000
Short position
2,612,000
Nomura Securities International, Inc.
Worldwide Plaza 309 West 49th Street New York, NY 10019-7316
Nomura Holding America Inc.
100.00
Y
Long position
2,612,000
Short position
2,612,000
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
03/03/2016
(dd/mm/yyyy)
29.
Number of attachments
: