| |
|
Form Serial No: |
CS20131212000027 |
| 1.
Name of listed corporation: |
Dongyue Group Ltd. |
| 2.
Stock code: |
00189 |
| 3.
Class of shares: |
Ordinary Shares |
| 4.
Number of issued shares in class: |
2,119,319,455 |
| 5.
Name of substantial shareholder: |
JPMorgan Chase & Co. |
| 6.
Registered office: |
270 Park Avenue, New York, 10017, USA |
| 7.
Principal place of business in Hong Kong: |
N/A |
| 13.
Exchange on which listed: |
New York Stock Exchange |
| 14.
Name of listed parent and exchange on which parent is listed: |
N/A |
| 15.
Date of relevant event: |
09/12/2013
(dd/mm/yyyy)
|
| 16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): |
11/12/2013
(dd/mm/yyyy)
|
|
| 17.
Details of relevant event: |
|
|
Relevant event code describing circumstances
|
Code describing capacity in which shares were/are held
|
Number of shares bought/sold or involved |
Currency of transaction |
On Exchange
|
Off Exchange
|
| Before relevant event
|
After relevant event
|
Highest price per share
|
Average price per share
|
Average consideration per share
|
Consideration code
|
|
Long position |
116 |
205 |
205 |
1,262,000 |
HKD |
|
|
|
|
|
|
| 18.
Total shares immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 127,445,300 | 6.01 |
| Short Position | 100,000 | 0.00 |
| Lending Pool | 49,056,300 | 2.31 |
|
|
| 19.
Total shares immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 126,183,300 | 5.95 |
| Short Position | 100,000 | 0.00 |
| Lending Pool | 47,794,300 | 2.26 |
|
|
| 20.
Capacity in which interests disclosed in Box 19 are held: |
| Code describing capacity | Number of shares |
| 201 | | Long position | 100,000 | | Short position | 100,000 |
|
| 202 | | Long position | 78,289,000 | | Short position | 0 |
|
| 208 | | Long position | 47,794,300 | | Short position | 0 |
|
|
|
|
|
| 21.
Further information in respect of derivative interests: |
| Code describing derivatives | Number of shares |
| Nil | |
|
|
| 22.
Further information in relation to interests of corporations controlled by substantial shareholder: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| JPMorgan Chase Bank, N.A. | 1111 Polaris Parkway
Columbus, Ohio (United States) | JPMorgan Chase & Co. | 100.00 | Y | | Long position | 58,216,300 | | Short position | 0 |
|
| JPMorgan Asset Management (UK) Limited | 25 Bank Street Canary Wharf London E14 5JP | JPMorgan Asset Management Holdings (UK) Limited | 100.00 | Y | | Long position | 15,838,000 | | Short position | 0 |
|
| JPMorgan Asset Management Holdings (UK) Limited | 25 Bank Street Canary Wharf London E14 5JP | JPMorgan Asset Management International Limited | 100.00 | N | | Long position | 15,838,000 | | Short position | 0 |
|
| JPMorgan Asset Management International Limited | 25 Bank Street Canary Wharf London E14 5JP | JPMorgan Asset Management Holdings Inc. | 100.00 | N | | Long position | 15,838,000 | | Short position | 0 |
|
| JPMorgan Asset Management Holdings Inc. | 270 Park Avenue
New York, New York (United States) | JPMorgan Chase & Co. | 100.00 | N | | Long position | 67,867,000 | | Short position | 0 |
|
| JPMorgan Asset Management (Taiwan) Limited | 3/F., No. 65 and 17/F., No. 65, 67, 69 and 71,
Sec 2, Tun Hwa South Road, Taipei (Taiwan) Inc. | JPMorgan Asset Management (Asia) Inc. | 100.00 | Y | | Long position | 750,000 | | Short position | 0 |
|
| JPMorgan Asset Management (Asia) Inc. | 270 Park Avenue
New York, New York (United States) | JPMorgan Asset Management Holdings Inc. | 100.00 | N | | Long position | 750,000 | | Short position | 0 |
|
| J.P. Morgan Investment Management Inc. | 270 Park Avenue
New York, New York (United States) | JPMorgan Asset Management Holdings Inc. | 100.00 | Y | | Long position | 51,279,000 | | Short position | 0 |
|
| J.P. Morgan Clearing Corp | Three Chase MetroTech Center, Brooklyn, New York 11245, United States | J.P. Morgan Securities LLC | 100.00 | Y | | Long position | 100,000 | | Short position | 100,000 |
|
| J.P. Morgan Securities LLC | 383 Madison Avenue, New York 10179, United States | J.P. Morgan Broker-Dealer Holdings Inc | 100.00 | N | | Long position | 100,000 | | Short position | 100,000 |
|
| J.P. Morgan Broker-Dealer Holdings Inc | 270 Park Avenue, New York 10017, United States | JPMorgan Chase & Co. | 100.00 | N | | Long position | 100,000 | | Short position | 100,000 |
|
|
|
|
| 23.
Further information in relation to interests held by substantial shareholder jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
|
|
| 24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
|
|
| 25.
Further information from a party to an agreement under Section 317: |
| Names of other parties | Address | Number of shares |
| Nil | | |
| Total number of shares in which substantial shareholder is interested under section 317 and 318: |
|
|
|
| 26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act: |
| Names | Address | Relationship Code | % |
| Nil | | | |
|
| |
| 27.
Date of filing this Form 2: |
12/12/2013
(dd/mm/yyyy)
|
| 29.
Number of attachments: |
|
|
|
|
|