FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial No: CS20140904000263
1. Name of listed corporation: Hutchison Whampoa Ltd. 
2. Stock code: 00013
3. Class of shares: Ordinary Shares 
4. Number of issued shares in class: 4,263,370,780
5. Name of substantial shareholder: JPMorgan Chase & Co. 
6. Registered office: 270 Park Avenue, New York 10017, United States
7. Principal place of business in Hong Kong: N/A 
13. Exchange on which listed: New York Stock Exchange
14. Name of listed parent and exchange on which parent is listed: N/A 
15. Date of relevant event: 02/09/2014
(dd/mm/yyyy)
16. Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): 04/09/2014
(dd/mm/yyyy)
17. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position 117 205 205 1,569,412 HKD 102.150 101.838
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position255,162,9635.98
Short Position13,534,9280.31
Lending Pool199,975,4854.69
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position256,732,3756.02
Short Position13,609,9650.31
Lending Pool201,720,4854.73
20. Capacity in which interests disclosed in Box 19 are held:
Code describing capacityNumber of shares
201
Long position14,497,404
Short position13,609,965
202
Long position40,479,740
Short position0
207
Long position34,746
Short position0
208
Long position201,720,485
Short position0

21. Further information in respect of derivative interests:
Code describing derivativesNumber of shares
401
Long position3,398,173
Short position724,910
402
Long position139,304
Short position5,176,529
403
Long position1,381,538
Short position530,073
404
Long position620,265
Short position5,993,453
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
J.P. Morgan Clearing CorpThree Chase MetroTech Center, Brooklyn, New York 11245, United StatesJ.P. Morgan Securities LLC100.00Y
Long position1,489,108
Short position0
JF International Management Inc.Palm Grove House, P.O. Box 438, Road Town, Tortola (British Virgin Islands)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position833,000
Short position0
JF Asset Management Limited 21st Floor Chater House 8 Connaught Road Central Hong Kong (Hong Kong)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position12,032,046
Short position0
JPMorgan Asset Management (Japan) Limited Tokyo Building, 7-3, Marunouchi 2-chome Chiyoda-ku, Tokyo 100-6432 (Japan)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position778,000
Short position0
JPMorgan Asset Management (Taiwan) Limited 3/F., No.65 and 17/F., No. 65, 67, 69 and 71, Sec.2, Tun Hwa South Road, Taipei (Taiwan)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position629,000
Short position0
J.P. Morgan Investment Management Inc. 270 Park Avenue New York (United States)JPMorgan Asset Management Holdings Inc100.00Y
Long position14,247,256
Short position0
J.P. Morgan Trust Company of Delaware500 Stanton Christiana Road Newark, Delaware (United States)CMC Holding Delaware Inc.100.00Y
Long position7,096
Short position0
J.P. Morgan Whitefriars Inc. 500 Stanton Christiana Road, Newark, Delaware, USA (United States)J.P. Morgan Overseas Capital Corporation100.00Y
Long position8,357,434
Short position11,386,287
J.P. Morgan International Inc.270 Park Avenue New York (United States)JPMorgan Chase Bank, N.A.100.00N
Long position13,008,296
Short position13,609,965
J.P. Morgan Chase International Holdings25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Chase (UK) Holdings Limited100.00N
Long position4,650,862
Short position2,223,677
CMC Holding Delaware Inc.200 White Clay Center Drive Newark, Delaware (United States)J.P. Morgan Equity Holdings, Inc.100.00N
Long position7,096
Short position0
J.P. Morgan Securities plc25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Capital Financing Limited0.69Y
Long position4,650,862
Short position2,223,677
J.P. Morgan Securities plc25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Chase International Holdings99.31Y
Long position4,650,862
Short position2,223,677
JPMorgan Chase Bank, N.A.1111 Polaris Parkway Columbus, Ohio (United States)JPMorgan Chase & Co.100.00Y
Long position203,240,306
Short position0
JPMorgan Asset Management (UK) Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management Holdings (UK) Limited100.00Y
Long position9,974,267
Short position0
J.P. Morgan International Inc.270 Park Avenue New York (United States)JPMorgan Chase Bank, N.A.100.00Y
Long position14,000
Short position0
JPMorgan Asset Management (Singapore) Limited168 Robinson Road 17th Floor, Capital Tower Singapore 068912 (Singapore)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position480,000
Short position0
J.P. Morgan Capital Financing Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Chase & Co.100.00N
Long position4,650,862
Short position2,223,677
J.P. Morgan Securities LLC383 Madison Avenue, New York 10179, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00N
Long position1,489,108
Short position0
J.P. Morgan Broker-Dealer Holdings Inc270 Park Avenue, New York 10017, United StatesJPMorgan Chase & Co.100.00N
Long position1,489,108
Short position0
J.P. Morgan Capital Holdings Limited25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan International Finance Limited100.00N
Long position4,650,862
Short position2,223,677
JPMorgan Asset Management Holdings Inc270 Park Avenue New York, New York (United States)JPMorgan Chase & Co.100.00N
Long position38,973,569
Short position0
JPMorgan Asset Management (Asia) Inc.270 Park Avenue New York, (United States)JPMorgan Asset Management Holdings Inc100.00N
Long position14,752,046
Short position0
J.P. Morgan Chase (UK) Holdings Limited25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Capital Holdings Limited100.00N
Long position4,650,862
Short position2,223,677
JPMorgan Asset Management Holdings (UK) Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management International Limited100.00N
Long position9,974,267
Short position0
J.P. Morgan Overseas Capital Corporation500 Stanton Christiana Road Newark, Delaware (United States)J.P. Morgan International Finance Limited100.00N
Long position8,357,434
Short position11,386,287
JPMorgan Asset Management International Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management Holdings Inc100.00N
Long position9,974,267
Short position0
JPMorgan Chase Bank, N.A.1111 Polaris Parkway Columbus, Ohio (United States)JPMorgan Chase & Co.100.00N
Long position13,022,296
Short position13,609,965
J.P. Morgan Equity Holdings, Inc.500 Stanton Christiana Road Newark, Delaware (United States)JPMorgan Chase & Co.100.00N
Long position7,096
Short position0
J.P. Morgan International Finance Limited500 Stanton Christiana Road Newark, Delaware (United States)Bank One International Holdings Corporation100.00N
Long position13,008,296
Short position13,609,965
Bank One International Holdings Corporation1 Bank One Plaza Chicago, Illinois (United States)J.P. Morgan International Inc.100.00N
Long position13,008,296
Short position13,609,965

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
24. Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
(Private)Addresses of individuals are not displayed.501
Long position34,746
Short position0
25. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship Code%
Nil  
 
27. Date of filing this Form 2: 04/09/2014
(dd/mm/yyyy)
29. Number of attachments: