FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial No: CS20141002000017
1. Name of listed corporation: Sun Art Retail Group Ltd. 
2. Stock code: 06808
3. Class of shares: Ordinary Shares 
4. Number of issued shares in class: 9,539,704,700
5. Name of substantial shareholder: JPMorgan Chase & Co. 
6. Registered office: 270 Park Avenue, New York 10017, United States
7. Principal place of business in Hong Kong: N/A 
13. Exchange on which listed: New York Stock Exchange
14. Name of listed parent and exchange on which parent is listed: N/A 
15. Date of relevant event: 30/09/2014
(dd/mm/yyyy)
16. Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): 02/10/2014
(dd/mm/yyyy)
17. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position 101 205 205 2,826,260 HKD 8.734 8.731
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position476,555,8014.99
Short Position14,920,3100.15
Lending Pool148,652,1441.55
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position479,382,0615.02
Short Position17,920,3100.18
Lending Pool148,682,6441.55
20. Capacity in which interests disclosed in Box 19 are held:
Code describing capacityNumber of shares
201
Long position49,874,317
Short position17,920,310
202
Long position280,726,000
Short position0
207
Long position99,100
Short position0
208
Long position148,682,644
Short position0

21. Further information in respect of derivative interests:
Code describing derivativesNumber of shares
401
Long position99,100
Short position0
404
Long position15,013,000
Short position1,000,000
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
J.P. Morgan Clearing CorpThree Chase MetroTech Center, Brooklyn, New York 11245, United StatesJ.P. Morgan Securities LLC100.00Y
Long position4,864,755
Short position3,069,000
JPMorgan Asset Management (Taiwan) Limited 3/F., No.65 and 17/F., No. 65, 67, 69 and 71, Sec.2, Tun Hwa South Road, Taipei (Taiwan)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position2,837,500
Short position0
J.P. Morgan Investment Management Inc. 270 Park Avenue New York (United States)JPMorgan Asset Management Holdings Inc100.00Y
Long position91,757,500
Short position0
J.P. Morgan Trust Company of Delaware500 Stanton Christiana Road Newark, Delaware (United States)CMC Holding Delaware Inc.100.00Y
Long position99,100
Short position0
J.P. Morgan Whitefriars Inc. 500 Stanton Christiana Road, Newark, Delaware, USA (United States)J.P. Morgan Overseas Capital Corporation100.00Y
Long position31,157,765
Short position1,000,000
J.P. Morgan Securities plc25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Capital Financing Limited0.69Y
Long position13,851,797
Short position13,851,310
J.P. Morgan Securities plc25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Chase International Holdings99.31Y
Long position13,851,797
Short position13,851,310
JPMorgan Chase Bank, N.A.1111 Polaris Parkway Columbus, Ohio (United States)JPMorgan Chase & Co.100.00Y
Long position185,656,644
Short position0
J.P. Morgan International Inc.270 Park Avenue New York (United States)JPMorgan Chase Bank, N.A.100.00N
Long position45,009,562
Short position14,851,310
J.P. Morgan Chase International Holdings25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Chase (UK) Holdings Limited100.00N
Long position13,851,797
Short position13,851,310
CMC Holding Delaware Inc.200 White Clay Center Drive Newark, Delaware (United States)J.P. Morgan Equity Holdings, Inc.100.00N
Long position99,100
Short position0
JPMorgan Asset Management (UK) Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management Holdings (UK) Limited100.00Y
Long position149,010,000
Short position0
J.P. Morgan International Inc.270 Park Avenue New York (United States)JPMorgan Chase Bank, N.A.100.00Y
Long position147,000
Short position0
J.P. Morgan Capital Financing Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Chase & Co.100.00N
Long position13,851,797
Short position13,851,310
J.P. Morgan Securities LLC383 Madison Avenue, New York 10179, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00N
Long position4,864,755
Short position3,069,000
J.P. Morgan Broker-Dealer Holdings Inc270 Park Avenue, New York 10017, United StatesJPMorgan Chase & Co.100.00N
Long position4,864,755
Short position3,069,000
J.P. Morgan Capital Holdings Limited25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan International Finance Limited100.00N
Long position13,851,797
Short position13,851,310
JPMorgan Asset Management Holdings Inc270 Park Avenue New York, New York (United States)JPMorgan Chase & Co.100.00N
Long position243,605,000
Short position0
JPMorgan Asset Management (Asia) Inc.270 Park Avenue New York, (United States)JPMorgan Asset Management Holdings Inc100.00N
Long position2,837,500
Short position0
J.P. Morgan Chase (UK) Holdings Limited25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Capital Holdings Limited100.00N
Long position13,851,797
Short position13,851,310
JPMorgan Asset Management Holdings (UK) Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management International Limited100.00N
Long position149,010,000
Short position0
J.P. Morgan Overseas Capital Corporation500 Stanton Christiana Road Newark, Delaware (United States)J.P. Morgan International Finance Limited100.00N
Long position31,157,765
Short position1,000,000
JPMorgan Asset Management International Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management Holdings Inc100.00N
Long position149,010,000
Short position0
JPMorgan Chase Bank, N.A.1111 Polaris Parkway Columbus, Ohio (United States)JPMorgan Chase & Co.100.00N
Long position45,156,562
Short position14,851,310
J.P. Morgan Equity Holdings, Inc.500 Stanton Christiana Road Newark, Delaware (United States)JPMorgan Chase & Co.100.00N
Long position99,100
Short position0
J.P. Morgan International Finance Limited500 Stanton Christiana Road Newark, Delaware (United States)Bank One International Holdings Corporation100.00N
Long position45,009,562
Short position14,851,310
Bank One International Holdings Corporation1 Bank One Plaza Chicago, Illinois (United States)J.P. Morgan International Inc.100.00N
Long position45,009,562
Short position14,851,310

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
24. Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
(Private)Addresses of individuals are not displayed.501
Long position99,100
Short position0
25. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship Code%
Nil  
 
27. Date of filing this Form 2: 02/10/2014
(dd/mm/yyyy)
29. Number of attachments: