FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial No: CS20150528000323
1. Name of listed corporation: Hong Kong Exchanges and Clearing Ltd. 
2. Stock code: 00388
3. Class of shares: Ordinary Shares 
4. Number of issued shares in class: 1,179,074,192
5. Name of substantial shareholder: JPMorgan Chase & Co. 
6. Registered office: 270 Park Avenue, New York 10017, United States
7. Principal place of business in Hong Kong: N/A 
13. Exchange on which listed: New York Stock Exchange
14. Name of listed parent and exchange on which parent is listed: N/A 
15. Date of relevant event: 26/05/2015
(dd/mm/yyyy)
16. Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): 28/05/2015
(dd/mm/yyyy)
17. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position 117 205 205 10,805,673 HKD 311.320 308.618
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position72,435,6956.14
Short Position20,116,1711.70
Lending Pool39,283,5563.33
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position61,630,0225.22
Short Position19,772,6901.67
Lending Pool28,889,0692.45
20. Capacity in which interests disclosed in Box 19 are held:
Code describing capacityNumber of shares
201
Long position28,367,398
Short position19,772,690
202
Long position4,369,777
Short position0
207
Long position3,778
Short position0
208
Long position28,889,069
Short position0

21. Further information in respect of derivative interests:
Code describing derivativesNumber of shares
401
Long position3,525,172
Short position4,605,500
402
Long position721,300
Short position10,250,730
403
Long position2,579,287
Short position1,030,003
404
Long position3,428,175
Short position3,866,458
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
J.P. Morgan Securities LLC383 Madison Avenue, New York 10179, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00Y
Long position3,201,439
Short position221,575
J.P. Morgan Clearing CorpThree Chase MetroTech Center, Brooklyn, New York 11245, United StatesJ.P. Morgan Securities LLC100.00Y
Long position142,155
Short position0
JF International Management Inc.Palm Grove House, P.O. Box 438, Road Town, Tortola (British Virgin Islands)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position299,700
Short position0
JF Asset Management Limited 21st Floor Chater House 8 Connaught Road Central Hong Kong (Hong Kong)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position2,893,411
Short position0
JPMorgan Asset Management (Taiwan) Limited 20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of ChinaJPMorgan Asset Management (Asia) Inc.100.00Y
Long position248,100
Short position0
J.P. Morgan Investment Management Inc. 270 Park Avenue New York (United States)JPMorgan Asset Management Holdings Inc100.00Y
Long position155,900
Short position0
J.P. Morgan Trust Company of Delaware500 Stanton Christiana Road Newark, Delaware (United States)CMC Holding Delaware Inc.100.00Y
Long position1,730
Short position0
J.P. Morgan International Bank Limited25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Chase International Holdings100.00Y
Long position3,023
Short position0
J.P. Morgan International Inc.270 Park Avenue New York (United States)JPMorgan Chase Bank, N.A.100.00N
Long position25,026,827
Short position19,551,115
J.P. Morgan Chase International Holdings25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Chase (UK) Holdings Limited100.00N
Long position8,679,769
Short position6,451,475
CMC Holding Delaware Inc.201 North Walnut Street, Wilmington, New Castle, DE, DE, 19801, United StatesJ.P. Morgan Equity Holdings, Inc.100.00N
Long position1,730
Short position0
J.P. Morgan Whitefriars Inc. 500 Stanton Christiana Road, Newark, Delaware, USA (United States)J.P. Morgan Overseas Capital Corporation100.00Y
Long position16,347,058
Short position13,099,641
J.P. Morgan Securities plc25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Capital Financing Limited0.64Y
Long position8,676,746
Short position6,451,475
J.P. Morgan Securities plc25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Chase International Holdings99.36Y
Long position8,676,746
Short position6,451,475
JPMorgan Chase Bank, N.A.1111 Polaris Parkway Columbus, Ohio (United States)JPMorgan Chase & Co.100.00Y
Long position28,920,960
Short position0
JPMorgan Asset Management (UK) Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management Holdings (UK) Limited100.00Y
Long position112,900
Short position0
China International Fund Management Co Ltd20th Floor ,Aurora Plaza 99 Fu Cheng Road Putong Shanghai 200120 Shanghai (China, Peoples Republic)JPMorgan Asset Management (UK) Limited49.00Y
Long position580,100
Short position0
JPMorgan Asset Management (Singapore) Limited168 Robinson Road 17th Floor, Capital Tower Singapore 068912 (Singapore)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position46,800
Short position0
J.P. Morgan Capital Financing Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Chase & Co.100.00N
Long position8,676,746
Short position6,451,475
J.P. Morgan Securities LLC383 Madison Avenue, New York 10179, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00N
Long position142,155
Short position0
J.P. Morgan Broker-Dealer Holdings Inc270 Park Avenue, New York 10017, United StatesJPMorgan Chase & Co.100.00N
Long position3,343,594
Short position221,575
J.P. Morgan Capital Holdings Limited25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan International Finance Limited100.00N
Long position8,679,769
Short position6,451,475
JPMorgan Asset Management Holdings Inc270 Park Avenue New York, New York (United States)JPMorgan Chase & Co.100.00N
Long position4,336,911
Short position0
JPMorgan Asset Management (Asia) Inc.270 Park Avenue New York, (United States)JPMorgan Asset Management Holdings Inc100.00N
Long position3,488,011
Short position0
J.P. Morgan Chase (UK) Holdings Limited25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Capital Holdings Limited100.00N
Long position8,679,769
Short position6,451,475
JPMorgan Asset Management Holdings (UK) Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management International Limited100.00N
Long position693,000
Short position0
J.P. Morgan Overseas Capital Corporation500 Stanton Christiana Road Newark, Delaware (United States)J.P. Morgan International Finance Limited100.00N
Long position16,347,058
Short position13,099,641
JPMorgan Asset Management International Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management Holdings Inc100.00N
Long position693,000
Short position0
JPMorgan Chase Bank, N.A.1111 Polaris Parkway Columbus, Ohio (United States)JPMorgan Chase & Co.100.00N
Long position25,026,827
Short position19,551,115
J.P. Morgan Equity Holdings, Inc.500 Stanton Christiana Road Newark, Delaware (United States)JPMorgan Chase & Co.100.00N
Long position1,730
Short position0
J.P. Morgan International Finance Limited500 Stanton Christiana Road Newark, Delaware (United States)Bank One International Holdings Corporation100.00N
Long position25,026,827
Short position19,551,115
JPMorgan Asset Management (UK) Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management Holdings (UK) Limited100.00N
Long position580,100
Short position0
Bank One International Holdings Corporation1 Bank One Plaza Chicago, Illinois (United States)J.P. Morgan International Inc.100.00N
Long position25,026,827
Short position19,551,115

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
24. Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
(Private)Addresses of individuals are not displayed.501
Long position3,778
Short position0
25. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship Code%
Nil  
 
27. Date of filing this Form 2: 28/05/2015
(dd/mm/yyyy)
29. Number of attachments: