FORM 2 - Corporate Substantial Shareholder Notice
 
Form Serial No: CS20150724000081
1. Name of listed corporation: Hong Kong Exchanges and Clearing Ltd. 
2. Stock code: 00388
3. Class of shares: Ordinary Shares 
4. Number of issued shares in class: 1,197,436,168
5. Name of substantial shareholder: JPMorgan Chase & Co. 
6. Registered office: 270 Park Avenue, New York 10017, United States
7. Principal place of business in Hong Kong: N/A 
13. Exchange on which listed: New York Stock Exchange
14. Name of listed parent and exchange on which parent is listed: N/A 
15. Date of relevant event: 22/07/2015
(dd/mm/yyyy)
16. Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later): 24/07/2015
(dd/mm/yyyy)
17. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position 101 205 205 338,138 HKD 226.000 222.509
Short position  111  201  201  243,734           
18. Total shares immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position59,818,3584.99
Short Position22,880,4931.91
Lending Pool27,514,2712.29
19. Total shares immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position60,156,4965.02
Short Position23,124,2271.93
Lending Pool27,514,2712.29
20. Capacity in which interests disclosed in Box 19 are held:
Code describing capacityNumber of shares
201
Long position28,732,359
Short position23,124,227
202
Long position3,906,088
Short position0
207
Long position3,778
Short position0
208
Long position27,514,271
Short position0

21. Further information in respect of derivative interests:
Code describing derivativesNumber of shares
401
Long position5,449,336
Short position3,115,600
402
Long position527,900
Short position7,481,960
403
Long position2,901,417
Short position1,874,202
404
Long position2,192,275
Short position10,632,264
22. Further information in relation to interests of corporations controlled by substantial shareholder:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
J.P. Morgan Securities LLC383 Madison Avenue, New York 10179, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00Y
Long position3,769,717
Short position218,931
J.P. Morgan Clearing CorpThree Chase MetroTech Center, Brooklyn, New York 11245, United StatesJ.P. Morgan Securities LLC100.00Y
Long position438,714
Short position200
JF International Management Inc.Palm Grove House, P.O. Box 438, Road Town, Tortola (British Virgin Islands)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position294,099
Short position0
JF Asset Management Limited 21st Floor Chater House 8 Connaught Road Central Hong Kong (Hong Kong)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position2,406,508
Short position0
JPMorgan Asset Management (Taiwan) Limited 20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan., Taipei, 110, Taiwan Province of ChinaJPMorgan Asset Management (Asia) Inc.100.00Y
Long position258,200
Short position0
J.P. Morgan Investment Management Inc. 270 Park Avenue New York (United States)JPMorgan Asset Management Holdings Inc100.00Y
Long position177,500
Short position0
J.P. Morgan Trust Company of Delaware500 Stanton Christiana Road Newark, Delaware (United States)J.P. Morgan Equity Holdings, Inc.100.00Y
Long position1,730
Short position0
J.P. Morgan International Bank Limited25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Chase International Holdings100.00Y
Long position3,023
Short position0
Bank One International Holdings Corporation1 Bank One Plaza Chicago, Illinois (United States)J.P. Morgan International Inc.100.00N
Long position35,035,868
Short position26,595,971
J.P. Morgan International Inc.270 Park Avenue New York (United States)JPMorgan Chase Bank, N.A.100.00N
Long position35,035,868
Short position26,595,971
J.P. Morgan Chase International Holdings25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Chase (UK) Holdings Limited100.00N
Long position10,508,917
Short position3,690,875
J.P. Morgan Whitefriars Inc. 500 Stanton Christiana Road, Newark, Delaware, USA (United States)J.P. Morgan Overseas Capital Corporation100.00Y
Long position14,018,034
Short position19,214,221
J.P. Morgan Securities plc25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Capital Financing Limited0.64Y
Long position10,505,894
Short position3,690,875
J.P. Morgan Securities plc25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Chase International Holdings99.36Y
Long position10,505,894
Short position3,690,875
JPMorgan Chase Bank, N.A.1111 Polaris Parkway Columbus, Ohio (United States)JPMorgan Chase & Co.100.00Y
Long position27,543,277
Short position0
JPMorgan Asset Management (UK) Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management Holdings (UK) Limited100.00Y
Long position112,900
Short position0
China International Fund Management Co Ltd20th Floor ,Aurora Plaza 99 Fu Cheng Road Putong Shanghai 200120 Shanghai (China, Peoples Republic)JPMorgan Asset Management (UK) Limited49.00Y
Long position580,100
Short position0
JPMorgan Asset Management (Singapore) Limited168 Robinson Road 17th Floor, Capital Tower Singapore 068912 (Singapore)JPMorgan Asset Management (Asia) Inc.100.00Y
Long position46,800
Short position0
J.P. Morgan Capital Financing Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Chase & Co.100.00N
Long position10,505,894
Short position3,690,875
J.P. Morgan Securities LLC383 Madison Avenue, New York 10179, United StatesJ.P. Morgan Broker-Dealer Holdings Inc100.00N
Long position438,714
Short position200
J.P. Morgan Broker-Dealer Holdings Inc270 Park Avenue, New York 10017, United StatesJPMorgan Chase & Co.100.00N
Long position4,208,431
Short position219,131
J.P. Morgan Capital Holdings Limited25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Overseas Capital Corporation27.27N
Long position10,508,917
Short position3,690,875
J.P. Morgan Capital Holdings Limited25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan International Finance Limited72.73N
Long position10,508,917
Short position3,690,875
JPMorgan Asset Management Holdings Inc270 Park Avenue New York, New York (United States)JPMorgan Chase & Co.100.00N
Long position3,876,107
Short position0
JPMorgan Asset Management (Asia) Inc.270 Park Avenue New York, (United States)JPMorgan Asset Management Holdings Inc100.00N
Long position3,005,607
Short position0
J.P. Morgan Chase (UK) Holdings Limited25 Bank Street Canary Wharf London E14 5JPJ.P. Morgan Capital Holdings Limited100.00N
Long position10,508,917
Short position3,690,875
JPMorgan Asset Management Holdings (UK) Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management International Limited100.00N
Long position693,000
Short position0
J.P. Morgan Overseas Capital Corporation500 Stanton Christiana Road Newark, Delaware (United States)J.P. Morgan International Finance Limited100.00N
Long position24,526,951
Short position22,905,096
JPMorgan Asset Management International Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management Holdings Inc100.00N
Long position693,000
Short position0
JPMorgan Chase Bank, N.A.1111 Polaris Parkway Columbus, Ohio (United States)JPMorgan Chase & Co.100.00N
Long position35,035,868
Short position26,595,971
J.P. Morgan Equity Holdings, Inc.500 Stanton Christiana Road Newark, Delaware (United States)JPMorgan Chase & Co.100.00N
Long position1,730
Short position0
J.P. Morgan International Finance Limited500 Stanton Christiana Road Newark, Delaware (United States)Bank One International Holdings Corporation100.00N
Long position35,035,868
Short position26,595,971
JPMorgan Asset Management (UK) Limited25 Bank Street Canary Wharf London E14 5JPJPMorgan Asset Management Holdings (UK) Limited100.00N
Long position580,100
Short position0

23. Further information in relation to interests held by substantial shareholder jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
24. Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
N.AAddresses of individuals are not displayed.501
Long position3,778
Short position0
25. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
26. Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act:
NamesAddressRelationship Code%
Nil  
 
27. Date of filing this Form 2: 24/07/2015
(dd/mm/yyyy)
29. Number of attachments: