FORM 2 - Corporate Substantial Shareholder Notice
Form Serial No
:
CS20170525000272
1.
Name of listed corporation
:
China Huarong Energy Co. Ltd.
2.
Stock code
:
01101
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
2,171,591,507
5.
Name of substantial shareholder
:
Credit Suisse Group AG
6.
Registered office
:
Paradeplatz 8, Zurich, 8001, Switzerland
7.
Principal place of business in Hong Kong
:
N/A
13.
Exchange on which listed
:
Switzerland, ADS in New York
14.
Name of listed parent and exchange on which parent is listed
:
N/A
15.
Date of relevant event
:
19/05/2017
(dd/mm/yyyy)
16.
Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later)
:
23/05/2017
(dd/mm/yyyy)
17.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
101
205
108,428,571
HKD
18.
Total shares immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
102,690,798
4.73
Short Position
3,978,252
0.18
19.
Total shares immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
211,119,369
9.72
Short Position
3,978,252
0.18
20.
Capacity in which interests disclosed in Box 19 are held
:
Code describing capacity
Number of shares
205
Long position
211,119,369
Short position
3,978,252
21.
Further information in respect of derivative interests
:
Code describing derivatives
Number of shares
401
Long position
207,000,000
Short position
0
404
Long position
88,000
Short position
91,100
22.
Further information in relation to interests of corporations controlled by substantial shareholder
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
207,135,100
Short position
0
Credit Suisse (Hong Kong) Limited
6th Floor, Alexandra House,18 Chater Road, Central,Hong Kong,
Credit Suisse AG
100.00
Y
Long position
207,135,100
Short position
0
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
1,900
Short position
0
Credit Suisse International
One Cabot Square, London E14 4QJ, England
Credit Suisse Group AG
20.00
Y
Long position
1,900
Short position
0
Credit Suisse International
One Cabot Square, London E14 4QJ, England
Credit Suisse AG
80.00
Y
Long position
1,900
Short position
0
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
1,095,217
Short position
1,091,100
Credit Suisse Investments (UK)
One Cabot Square, London E14 4QJ, England
Credit Suisse AG
100.00
N
Long position
1,095,217
Short position
1,091,100
Credit Suisse Investment Holdings (UK)
One Cabot Square, London E14 4QJ, England
Credit Suisse Investments (UK)
100.00
N
Long position
1,095,217
Short position
1,091,100
Credit Suisse Securities (Europe) Limited
One Cabot Square, London E14 4QJ, England
Credit Suisse Investments Holdings (UK)
100.00
Y
Long position
1,095,217
Short position
1,091,100
Credit Suisse AG
Paradeplatz 8, Zurich, 8001, Switzerland
Credit Suisse Group AG
100.00
N
Long position
2,887,152
Short position
2,887,152
Credit Suisse Holdings (USA), Inc.
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse Group AG
43.00
N
Long position
2,887,152
Short position
2,887,152
Credit Suisse Holdings (USA), Inc.
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse AG
57.00
N
Long position
2,887,152
Short position
2,887,152
Credit Suisse (USA), Inc.
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse Holdings (USA), Inc.
100.00
N
Long position
2,887,152
Short position
2,887,152
Credit Suisse Securities (USA) LLC
11 Madison Avenue, New York, NY 10010, USA
Credit Suisse (USA), Inc.
100.00
Y
Long position
2,887,152
Short position
2,887,152
23.
Further information in relation to interests held by substantial shareholder jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
24.
Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
25.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
26.
Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act
:
Names
Address
Relationship Code
%
Nil
27.
Date of filing this Form 2
:
25/05/2017
(dd/mm/yyyy)
29.
Number of attachments
:
0