表格 2 - 法團大股東通知
 
表格序號: CS20170727000159
1. 上市法團的名稱: Zoomlion Heavy Industry Science and Technology Co., Ltd-H Sh 
2. 股份編號: 01157
3. 股份類別: H Shares 
4. 該類別的已發行股份的數目: 1,388,207,086
5. 大股東的名稱: Morgan Stanley 
6. 註冊辦事處: 1585 Broadway, New York 10036, New York, USA
7. 香港主要營業地點: No place of business in Hong Kong 
13. 在哪一家交易所上市: New York Stock Exchange
14. 上市母公司的名稱及該母公司在哪一家交易所上市: N/A 
15. 有關事件的日期: 24/07/2017
(日 / 月 / 年)
16. 大股東知悉有關事件/股份權益的日期(如在有關事件的日期之後): 25/07/2017
(日 / 月 / 年)
17. 有關事件的詳情:
  切合有關情況的有關事件代號 切合以前/現時持有股份的身分的代號 買/賣或涉及的股份數目 交易的貨幣 場內 場外
有關事件之前 有關事件之後 每股的最高價 每股的平均價 每股的平均代價 代價代號
好倉 103 205 1,410,440 HKD
18. 緊接在有關事件之前的股份總數:
 股份總數百分率數字(%)
好倉97,903,7027.05
淡倉27,036,9131.94
可供借出的股份00.00
19. 緊接在有關事件之後的股份總數:
 股份總數百分率數字(%)
好倉96,493,2626.95
淡倉26,982,3941.94
可供借出的股份00.00
20. 以何種身分持有方格19所披露的權益:
切合身分的代號股份數目
205
好倉96,493,262
淡倉26,982,394

21. 有關衍生權益的進一步資料:
切合有關衍生工具的代號股份數目
404
好倉1,689,200
淡倉10,857,950
22. 有關大股東所控制的法團的權益的進一步資料 :
受控法團的名稱地址及註冊成立地點控權股東的姓名或名稱控制百分率%直接權益(Y/N)股份數目
Morgan Stanley Capital Management, LLC1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley100.00N
好倉96,493,262
淡倉26,982,394
Morgan Stanley Domestic Holdings, Inc.1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley Capital Management, LLC100.00N
好倉95,163,462
淡倉26,982,394
Morgan Stanley Swiss Holdings GmbHBahnhofstrasse 92, Zurich, CH-8021, Place of incorporation: SWITZERLANDMorgan Stanley Domestic Holdings, Inc.100.00N
好倉50,182,400
淡倉0
Morgan Stanley International Incorporated1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley90.00N
好倉70,520,426
淡倉6,503,558
Morgan Stanley International Incorporated1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley Domestic Holdings, Inc.10.00N
好倉70,520,426
淡倉6,503,558
MSDW Investment Holdings (US) LLC1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley International Incorporated100.00N
好倉70,520,426
淡倉6,503,558
Morgan Stanley (Switzerland) GmbHBahnhofstrasse 92, Zurich, CH-8021, Place of incorporation: SWITZERLANDMorgan Stanley Swiss Holdings GmbH100.00N
好倉50,182,400
淡倉0
Morgan Stanley International Holdings Inc.1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley72.00N
好倉70,520,426
淡倉6,503,558
Morgan Stanley International Holdings Inc.1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley Domestic Holdings, Inc.10.00N
好倉70,520,426
淡倉6,503,558
Morgan Stanley International Holdings Inc.1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley International Incorporated18.00N
好倉70,520,426
淡倉6,503,558
Morgan Stanley International Holdings Inc.1585 Broadway, New York, 10036, Place of incorporation: USAMSDW Investment Holdings (US) LLC0.00N
好倉70,520,426
淡倉6,503,558
Morgan Stanley Asia Holdings LimitedP.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Grand Cayman. Place of incorporation: CAYMAN ISLANDSMorgan Stanley (Switzerland) GmbH10.00N
好倉50,182,400
淡倉0
Morgan Stanley Asia Holdings LimitedP.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Grand Cayman. Place of incorporation: CAYMAN ISLANDSMorgan Stanley International Holdings Inc.90.00N
好倉50,182,400
淡倉0
Morgan Stanley Asia Regional (Holdings) III LLCP.O. Box 309GT, Ugland House, South Church Street, George Town, Place of incorporation: CAYMAN ISLANDSMorgan Stanley Asia Holdings Limited100.00N
好倉50,182,400
淡倉0
Morgan Stanley (Singapore) Holdings Pte. Ltd.#16-01 Capital Square, 23 Church Street, Singapore, 049481, Place of incorporation: SINGAPOREMorgan Stanley Asia Regional (Holdings) III LLC100.00N
好倉50,182,400
淡倉0
Morgan Stanley Investment Management Company#16-01 Capital Square, 23 Church Street, Singapore, 049481, Place of incorporation: SINGAPOREMorgan Stanley (Singapore) Holdings Pte. Ltd.100.00Y
好倉50,182,400
淡倉0
Morgan Stanley & Co. LLC1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley Domestic Holdings, Inc.100.00Y
好倉23,328,104
淡倉13,323,060
Morgan Stanley International Limited25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOMMorgan Stanley International Holdings Inc.100.00N
好倉20,338,026
淡倉6,503,558
Morgan Stanley Investments (UK)20 Bank Street, Canary Wharf, London, E14 4AD, Place of incorporation: UNITED KINGDOMMorgan Stanley International Limited100.00N
好倉20,338,026
淡倉6,503,558
Morgan Stanley & Co. International plcLegal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA, Place of incorporation: UNITED KINGDOMMorgan Stanley Investments (UK)100.00Y
好倉20,338,026
淡倉6,503,558
Morgan Stanley Investment Management Inc.522 5th Avenue, 6th Floor, New York, 10036, Place of incorporation: USAMorgan Stanley Capital Management, LLC100.00Y
好倉1,329,800
淡倉0
Morgan Stanley Capital Services LLC1585 Broadway, New York, 10036, Place of incorporation: USAMorgan Stanley Domestic Holdings, Inc.100.00Y
好倉1,314,932
淡倉7,155,776

23. 有關由大股東與另一人共同持有的權益的進一步資料:
聯合股東的姓名或名稱地址股份數目
 
24. 來自受託人、信託受益人、或酌情信託的成立人的進一步資料:
信託的名稱地址身分代號股份數目
  
25. 來自第317條所指的協議的一方的進一步資料:
其他方的姓名或名稱地址股份數目
 
根據第317及318條,大股東持有權益的股份總數:
26. 大股東或其董事慣於按照其指令行事的人士的詳情:
姓名地址關係代號百分率(%)
  
 
27. 將本表格2送交存檔的日期: 26/07/2017
(日 / 月 / 年)
29. 附頁的張數: 1