表格 2 - 法團大股東通知
表格序號
:
CS20170811000106
1.
上市法團的名稱
:
PetroChina Co. Ltd. - H Shares
2.
股份編號
:
00857
3.
股份類別
:
H Shares
4.
該類別的已發行股份的數目
:
21,098,900,000
5.
大股東的名稱
:
Citigroup Inc.
6.
註冊辦事處
:
399 Park Avenue, New York, 10043, USA
7.
香港主要營業地點
:
50/F, Champion Tower, 3 Garden Road, Central, Hong Kong
13.
在哪一家交易所上市
:
NYSE
14.
上市母公司的名稱及該母公司在哪一家交易所上市
:
15.
有關事件的日期
:
08/08/2017
(日 / 月 / 年)
16.
大股東知悉有關事件/股份權益的日期(如在有關事件的日期之後)
:
10/08/2017
(日 / 月 / 年)
17.
有關事件的詳情
:
切合有關情況的有關事件代號
切合以前/現時持有股份的身分的代號
買/賣或涉及的股份數目
交易的貨幣
場內
場外
有關事件之前
有關事件之後
每股的最高價
每股的平均價
每股的平均代價
代價代號
好倉
106
205
205
0
HKD
18.
緊接在有關事件之前的股份總數
:
股份總數
百分率數字(%)
好倉
1,106,094,504
5.24
淡倉
68,299,779
0.32
可供借出的股份
920,717,439
4.36
19.
緊接在有關事件之後的股份總數
:
股份總數
百分率數字(%)
好倉
1,087,122,839
5.15
淡倉
68,116,779
0.32
可供借出的股份
901,745,774
4.27
20.
以何種身分持有方格19所披露的權益
:
切合身分的代號
股份數目
205
好倉
185,291,047
淡倉
68,116,779
208
好倉
901,745,774
淡倉
0
203
好倉
86,018
淡倉
0
21.
有關衍生權益的進一步資料
:
切合有關衍生工具的代號
股份數目
401
好倉
17,200,000
淡倉
20,800,000
403
好倉
20,132,795
淡倉
42,431,379
404
好倉
19,265,400
淡倉
4,885,400
22.
有關大股東所控制的法團的權益的進一步資料
:
受控法團的名稱
地址及註冊成立地點
控權股東的姓名或名稱
控制百分率%
直接權益(Y/N)
股份數目
Citigroup Global Markets Hong Kong Limited
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong.
Citigroup Financial Products Inc.
100.00
Y
好倉
35,303,332
淡倉
64,359,917
Citigroup Global Markets Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets Europe Limited
100.00
Y
好倉
143,278,682
淡倉
596,000
Citigroup Global Markets Inc.
388 Greenwich Street, New York, NY 10013, USA
Citigroup Financial Products Inc.
100.00
Y
好倉
1,418,000
淡倉
0
Morgan Stanley Smith Barney Holdings LLC
2000 Westchester Avenue Purchase, NY 10577, USA (Delaware)
Citigroup Global Markets Inc.
49.00
Y
好倉
0
淡倉
0
Citibank N.A.
399 Park Avenue, New York, NY 10043 , USA
Citicorp Holdings Inc.
100.00
Y
好倉
0
淡倉
0
Citigroup Alternative Investments LLC
399 Park Avenue, New York, NY 10043 , USA
Citigroup Investments Inc.
100.00
Y
好倉
0
淡倉
0
Automated Trading Desk Financial Services, LLC
11 E Wall Street, Mt. Pleasant, SC 29464, USA
Automated Trading Desk, LLC
100.00
Y
好倉
0
淡倉
0
Citigroup Trust - Delaware, National Association
824 Market Street, Suite 210, Wilmington, Delaware 19801, USA
Citibank N.A.
100.00
Y
好倉
0
淡倉
0
Citicorp Trust, National Association
241 Royal Palm Way, Palm Beach, FL, 33480
Citibank N.A.
100.00
Y
好倉
0
淡倉
0
Citicorp Trust South Dakota
1300 West 57th Street, Suite G100 Sioux Falls, SD57108
Citibank N.A.
100.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Asia Limited
50/F, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Hong Kong Holdings Ltd
100.00
Y
好倉
0
淡倉
0
Cititrust (Bahamas) Limited
110 Thompson Boulevard, Nassau, Bahamas
Citigroup Participation Luxembourg Limited
100.00
Y
好倉
578,188
淡倉
0
Cititrust (Switzerland) Limited
Quai du General-Guisan 16, 1204 Geneve
Citigroup Participation Luxembourg Limited
100.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Deutschland AG
Reuterweg 16, Frankfurt am Main, D-60323, Germany
Citigroup Global Markets Finance Corporation & Co. beschrankt haftende KG
100.00
Y
好倉
0
淡倉
0
Citigroup Derivatives Markets Inc.
130 Cheshire Ln Ste 202, Hopkins, MN, 55305 United States
Citigroup Financial Products Inc.
100.00
Y
好倉
0
淡倉
0
Citigroup First Investment Management Limited
50/F Citibank Plaza, Citibank Tower, central,Hong Kong
Citigroup Global Markets Hong Kong Holdings Ltd
100.00
Y
好倉
1,638,000
淡倉
0
Cititrust Jersey Limited
38 Esplanade St. Helier Jersey, JE4 8ZT Channel Islands
Citibank Overseas Investment Corporation
100.00
Y
好倉
0
淡倉
0
Citibank (Switzerland) AG
Prime Tower, Hardstrasse 201, CH-8005, Zurich, ZH, Switzerland
Citicorp Banking Corporation
100.00
Y
好倉
0
淡倉
0
Citigroup Global Markets Funding Luxembourg SCA
Luxembourg, Luxembourg
Citigroup Global Markets Holdings Inc.
100.00
Y
好倉
0
淡倉
0
Impulsora de Fondos Banamex S.A. de C.V.
Paseo de la Reforma 398, Mexico City, DF 06600, Mexico
Acciones y Valores, S.A. de C.V.
100.00
Y
好倉
0
淡倉
0
Acciones y Valores, S.A. de C.V.
REFORM 398, COL. JUAREZ, Mexico City, DF 06600, Mexico
Grupo Financiero Banamex, S.A. de C.V.
100.00
Y
好倉
0
淡倉
0
Citigroup Financial Products Inc.
1209 Orange Street, Wilmington, Delaware, 19899, USA
Citigroup Global Markets Holdings Inc.
100.00
N
好倉
38,359,332
淡倉
64,359,917
Citigroup Global Markets Holdings Inc.
388 Greenwich Street, New York, NY 10013, USA
Citigroup Inc.
100.00
N
好倉
181,638,014
淡倉
64,955,917
Citigroup Global Markets Europe Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets (International) Finance AG
0.11
N
好倉
143,278,682
淡倉
596,000
Citigroup Global Markets Europe Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Financial Products Inc.
64.67
N
好倉
143,278,682
淡倉
596,000
Citigroup Global Markets Europe Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Global Markets International LLC
35.22
N
好倉
143,278,682
淡倉
596,000
Citigroup Global Markets (International) Finance AG
SCHIPFE 2, 8001 Zurich, SWITZERLAND
Citigroup Financial Products Inc.
100.00
N
好倉
3,854,188
淡倉
0
Citigroup Global Markets International LLC
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Financial Products Inc.
100.00
N
好倉
0
淡倉
0
Citigroup Global Markets Inc.
388 Greenwich Street, New York, NY 10013, USA
Citigroup Financial Products Inc.
100.00
N
好倉
0
淡倉
0
Citicorp Holdings Inc.
399 Park Avenue, New York, NY 10043 , USA
Citigroup Inc.
100.00
N
好倉
905,484,825
淡倉
3,160,863
Citigroup Investments Inc.
399 Park Avenue, New York, NY 10043 , USA
Citigroup Inc.
100.00
N
好倉
0
淡倉
0
Automated Trading Desk, LLC
11 E Wall Street, Mt. Pleasant, SC 29464, USA
Automated Trading Desk Holdings, Inc.
100.00
N
好倉
0
淡倉
0
Automated Trading Desk Holdings, Inc.
11 E Wall Street, Mt. Pleasant, SC 29464, USA
Citigroup Acquisition LLC
100.00
N
好倉
0
淡倉
0
Citigroup Acquisition LLC
New York, USA
Citigroup Financial Products Inc.
100.00
N
好倉
0
淡倉
0
Citibank N.A.
399 Park Avenue, New York, NY 10043 , USA
Citicorp Holdings Inc.
100.00
N
好倉
578,188
淡倉
0
Citigroup Global Markets Hong Kong Holdings Ltd
50th Floor, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
N
好倉
1,638,000
淡倉
0
Citigroup Global Markets Overseas Finance Limited
PO Box 209 GT, Ugland Hose, South Church Street, George Town, Grand Cayman, Cayman Islands
Citigroup Global Markets (International) Finance AG
51.86
N
好倉
3,854,188
淡倉
0
Citigroup Global Markets Overseas Finance Limited
PO Box 209 GT, Ugland Hose, South Church Street, George Town, Grand Cayman, Cayman Islands
Citigroup Global Markets Switzerland Holding GmbH
48.14
N
好倉
1,638,000
淡倉
0
Citigroup Global Markets Switzerland Holding GmbH
C/O Reichlin & Hess, Hofstrasse 1a, 6300, Zug, Switzerland
Citigroup Financial Products Inc.
100.00
N
好倉
1,638,000
淡倉
0
Citigroup Participation Luxembourg Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup International Luxembourg Limited
100.00
N
好倉
578,188
淡倉
0
Citigroup International Luxembourg Limited
Citigroup Centre, Canada Square, Canary Wharf, London, E14 5LB, UK
Citigroup Overseas Investments Bahamas Inc.
100.00
N
好倉
578,188
淡倉
0
Citigroup Overseas Investments Bahamas Inc.
In Care Of: Cititrust (Bahamas), Limited; 110 Thompson Boulevard, Nassau, Bahamas
Citibank Overseas Investment Corporation
100.00
N
好倉
578,188
淡倉
0
Citibank Overseas Investment Corporation
One Penn's Way, New Castle, DE 19720,United States
Citibank N.A.
100.00
N
好倉
578,188
淡倉
0
Citigroup Global Markets Hong Kong Holdings Limited
50th Floor, Citibank Tower, Citibank Plaza, 3 Garden Road, Central, Hong Kong
Citigroup Global Markets Overseas Finance Limited
100.00
N
好倉
2,216,188
淡倉
0
Grupo Financiero Banamex, S.A. de C.V.
Isabel la Catolica n° 44, Colonia Centro, Delegacion Cuauhtemoc, Mexico City, DF 06000, Mexico
Citicorp (Mexico) Holdings LLC
100.00
N
好倉
0
淡倉
0
Citicorp (Mexico) Holdings LLC
One Penn's Way, New Castle, DE 19720, United States
NAMGK Mexico Holding, S. de R.L. de C.V.
100.00
N
好倉
0
淡倉
0
NAMGK Mexico Holding, S. de R.L. de C.V.
MORAS # 850, COL. ACACIAS, MEXICO CITY O5 03240
Citigroup Capital Partners Mexico, S. de R.L. de C.V.
100.00
N
好倉
0
淡倉
0
Citigroup Capital Partners Mexico, S. de R.L. de C.V.
MORAS # 850, COL. ACACIAS, MEXICO DISTRITO FEDERAL, DEL. BENITO JUAREZ, O5 03240
Citicorp Global Holdings, Inc.
100.00
N
好倉
0
淡倉
0
Citicorp Global Holdings, Inc.
One Penn's Way, New Castle, DE 19720, United States
Citicorp Banking Corporation
100.00
N
好倉
0
淡倉
0
Citicorp Banking Corporation
One Penn's Way, New Castle, DE 19720, United States
Citigroup Inc.
100.00
N
好倉
0
淡倉
0
Citigroup Global Markets Finance Corporation & Co. beschrankt haftende KG
Kasernenstrasse 12, Duesseldorf, 40213, Germany
Citigroup Global Markets Finance LLC
100.00
N
好倉
0
淡倉
0
Citigroup Global Markets Finance LLC
1209 Orange Street, Wilmington, DE 19801, United States
Citigroup Overseas Investments Bahamas Inc.
100.00
N
好倉
0
淡倉
0
Acciones y Valores, S.A. de C.V.
REFORM 398, COL. JUAREZ, Mexico City, DF 06600, Mexico
Grupo Financiero Banamex, S.A. de C.V.
100.00
N
好倉
0
淡倉
0
Citibank N.A.
399 Park Avenue, New York, NY 10043 , USA
Citicorp Holdings Inc.
100.00
Y
好倉
904,906,637
淡倉
3,160,863
Citibank Canada
123 Front Street West, Citigroup Place, Suite 1900 Toronto, ON M5J 2M3, Canada
Citibank Overseas Investment Corporation
100.00
Y
好倉
0
淡倉
0
Citigroup Trust - Delaware, National Association
824 Market Street, Suite 210, Wilmington, Delaware 19801, USA
Citibank N.A.
100.00
Y
好倉
0
淡倉
0
23.
有關由大股東與另一人共同持有的權益的進一步資料
:
聯合股東的姓名或名稱
地址
股份數目
無
24.
來自受託人、信託受益人、或酌情信託的成立人的進一步資料
:
信託的名稱
地址
身分代號
股份數目
無
25.
來自第317條所指的協議的一方的進一步資料
:
其他方的姓名或名稱
地址
股份數目
無
根據第317及318條,大股東持有權益的股份總數
:
26.
大股東或其董事慣於按照其指令行事的人士的詳情
:
姓名
地址
關係代號
百分率(%)
無
27.
將本表格2送交存檔的日期
:
11/08/2017
(日 / 月 / 年)
29.
附頁的張數
: