FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
 
Form Serial No: DA20170511000100
1. Name of listed corporation: China Rundong Auto Group Ltd. 
2. Stock code: 01365
3. Class of shares: Convertible Preference Shares 
4. Number of issued shares in class: 664,268,747
5. Name of director (English) as printed on HKID/Passport:
(Surname) Yang
(Other names) Peng
8. Name of director (Chinese): 楊鵬 
9. Chinese Character Code:
12. Date of relevant event: 08/05/2017
(dd/mm/yyyy)
13. Date when director became aware of the relevant event/ interest in the shares (if later):
 
14. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position  136  205  205  11,867,600  HKD      3.527  301 
 
15. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position664,268,747100.00
Short Position140,051,24021.08
 
16. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position664,268,747100.00
Short Position140,051,24021.08
 
17. Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only):
Code describing capacityNumber of shares
205
Long position664,268,747
Short position140,051,240
 
18. Further information in respect of derivative interests in listed corporation:
Code describing derivatives Exercise period Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsPrice for grantExercise pricePrice on assignment 
Long Position409     664,268,747
Short Position409     140,051,240
 
19. Further information in relation to interests of children under 18 and/or spouse:
Name of child/spouseNumber of shares
Nil 
 
20. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
HSBC International Trustee LimitedPO Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin IslandsYang Peng0.00N
Long position664,268,747
Short position140,051,240
Rue Feng Holdings LimitedWoodbourne Hall, Road Town, Tortola, British Virgin IslandsHSBC International Trustee Limited0.00N
Long position664,268,747
Short position140,051,240
Cheerful Autumn Holdings LimitedWoodbourne Hall, Road Town, Tortola, British Virgin IslandsRue Feng Holdings Limited100.00N
Long position664,268,747
Short position140,051,240
Rundong Fortune Investment LimitedKingston Chambers, PO Box 173, Road Town, British Virgin IslandsCheerful Autumn Holdings Limited100.00Y
Long position664,268,747
Short position140,051,240
 
21. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
 
22. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
Nil  
 
23. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
 
24. Date of filing this Form 3A: 11/05/2017
(dd/mm/yyyy)
26. Number of attachments: 0