FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20160324000085
1.
Name of listed corporation
:
Hanergy Thin Film Power Group Ltd.
2.
Stock code
:
00566
3.
Class of shares
:
Ordinary Shares
4.
Number of issued shares in class
:
41,747,100,648
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Li
(
Other names
)
Hejun
8.
Name of director (Chinese)
:
李河君
9.
Chinese Character Code
:
12.
Date of relevant event
:
18/03/2016
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
136
205
214
500,000,000
HKD
1.000
301
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
31,207,778,297
74.75
Short Position
2,722,000,000
6.52
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
31,207,778,297
74.75
Short Position
2,722,000,000
6.52
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
205
Long position
30,707,778,297
214
Long position
500,000,000
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Long Position
409
31/12/2012
30/12/2017
150,588,000
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
北京建煌電力投資有限公司
中國北京市懷柔區雁栖工業開發區5區59號145室
李河君
98.17
N
Long position
30,146,418,297
Short position
2,422,000,000
北京華勤高科技貿易有限公司
北京市懷柔區雁栖工業開發區5區59號141室
李河君
99.00
N
Long position
30,146,418,297
Short position
2,422,000,000
廣東東江電力開發有限公司
河源市東源縣仙塘鎮木京管理區
北京建煌電力投資有限公司
98.03
N
Long position
30,146,418,297
Short position
2,422,000,000
漢能控股集團有限公司
中國北京市懷柔區雁栖工業開發區5區59號148室
廣東東江電力開發有限公司
30.00
Y
Long position
10,252,101,376
漢能控股集團有限公司
中國北京市懷柔區雁栖工業開發區5區59號148室
廣東東江電力開發有限公司
30.00
N
Long position
19,894,316,921
Short position
2,422,000,000
漢能控股集團有限公司
中國北京市懷柔區雁栖工業開發區5區59號148室
李河君
40.00
Y
Long position
10,252,101,376
漢能控股集團有限公司
中國北京市懷柔區雁栖工業開發區5區59號148室
李河君
40.00
N
Long position
19,894,316,921
Short position
2,422,000,000
漢能控股集團有限公司
中國北京市懷柔區雁栖工業開發區5區59號148室
北京華勤高科貿易有限公司
30.00
Y
Long position
10,252,101,376
漢能控股集團有限公司
中國北京市懷柔區雁栖工業開發區5區59號148室
北京華勤高科貿易有限公司
30.00
N
Long position
10,894,316,921
Short position
2,422,000,000
浙江長興漢能光伏有限公司
長興縣經濟開發區太湖大道970號
漢能控股集團有限公司
100.00
Y
Long position
41,320,000
江蘇武進漢能光伏有限公司
武進高新區人民東路158號684室
漢能控股集團有限公司
100.00
Y
Long position
117,320,000
Hanergy Investment Limited
Newhaven Trustees (BVI) Limited, 3rd Floor, Omar Hodge Building, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands
漢能控股集團有限公司
100.00
Y
Long position
12,877,209,995
Short position
1,440,000,000
Hanergy Investment Limited
Newhaven Trustees (BVI) Limited, 3rd Floor, Omar Hodge Building, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands
漢能控股集團有限公司
100.00
N
Long position
6,858,406,926
Short position
982,000,000
Hanergy Option Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
Hanergy Investment Limited
100.00
Y
Long position
2,966,785,603
GL Wind Farm Investment Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
Hanergy Investment Limited
100.00
Y
Long position
1,973,684,104
China Genco Investment Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands
Hanergy Investment Limited
100.00
Y
Long position
1,917,937,219
Short position
982,000,000
麗江博雅太和新能源投資顧問有限公司
中國雲南省麗江市古城區雪山中路麗興園15號
李河君
98.00
N
Long position
1,061,360,000
Short position
300,000,000
河源漢鼎能源科技有限公司
中國廣東省河源市東源縣仙塘鎮龍麗村(電站內)
李河君
99.10
N
Long position
1,061,360,000
Short position
300,000,000
漢能光伏科技有限公司
中國北京市朝陽區奧運村街道辦公室區2號樓103室
麗江博雅太和新能源投資顧問有限公司
48.08
Y
Long position
700,000,000
Short position
300,000,000
漢能光伏科技有限公司
中國北京市朝陽區奧運村街道辦公室區2號樓103室
河源漢鼎能源科技有限公司
51.92
Y
Long position
700,000,000
Short position
300,000,000
漢能光伏科技有限公司
中國北京市朝陽區奧運村街道辦公室區2號樓103室
麗江博雅太和新能源投資顧問有限公司
48.08
N
Long position
361,360,000
漢能光伏科技有限公司
中國北京市朝陽區奧運村街道辦公室區2號樓103室
河源漢鼎能源科技有限公司
51.92
N
Long position
361,360,000
漢能太陽能光伏科技有限公司
北京市昌平區科技園中興路10號1幢B223室
漢能光伏科技有限公司
100.00
N
Long position
361,360,000
海南漢能薄膜太陽能有限公司
海南省澄邁縣老城開發區南一環路69號海口綜合保稅區001號
漢能太陽能光伏科技有限公司
75.00
Y
Long position
50,610,000
海南漢能薄膜太陽能有限公司
海南省澄邁縣老城開發區南一環路69號海口綜合保稅區001號
漢能控股集團有限公司
25.00
Y
Long position
50,610,000
廣東漢能薄膜太陽能有限公司
河源市高新科技開發區高新五路
漢能太陽能光伏科技有限公司
75.00
Y
Long position
40,090,000
廣東漢能薄膜太陽能有限公司
河源市高新科技開發區高新五路
漢能控股集團有限公司
25.00
Y
Long position
40,090,000
河源漢能光伏控股有限公司
東源縣仙塘鎮龍利村(電站內)
漢能太陽能光伏科技有限公司
100.00
N
Long position
122,790,000
四川漢能光伏有限公司
成都市雙流縣西航港街道空港四路2002號
漢能太陽能光伏科技有限公司
68.00
Y
Long position
147,870,000
黑龍江漢能薄膜太陽能有限公司
黑龍江省雙鴨山市四方台區太保鎮依饒公路南側(七一路888號)
河源漢能光伏控股有限公司
100.00
Y
Long position
19,240,000
山東禹城漢能薄膜太陽能有限公司
山東省德州市禹城市高新區振興大道漢能光伏產業園
河源漢能光伏控股有限公司
100.00
Y
Long position
103,550,000
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
23/03/2016
(dd/mm/yyyy)
26.
Number of attachments
:
1