FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20131007000227
1.
Name of listed corporation
:
Henderson Investment Ltd.
2.
Stock code
:
00097
3.
Class of shares
:
Ordinary
4.
Number of issued shares in class
:
3,047,327,395
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Lee
(
Other names
)
Shau Kee
8.
Name of director (Chinese)
:
李兆基
9.
Chinese Character Code
:
262103401015
12.
Date of relevant event
:
02/10/2013
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
136
40,395,084
HKD
0.572
301
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
2,115,274,943
69.41
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
2,115,274,943
69.41
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
205
Long position
2,115,274,943
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Nil
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Rimmer (Cayman) Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies
Lee Shau Kee
100.00
N
Long position
2,110,868,943
Riddick (Cayman) Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies
Lee Shau Kee
100.00
N
Long position
2,110,868,943
Hopkins (Cayman) Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies
Lee Shau Kee
100.00
N
Long position
2,110,868,943
Henderson Development Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Hopkins (Cayman) Limited
100.00
N
Long position
2,110,868,943
Henderson Land Development Company Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Henderson Development Limited
65.30
N
Long position
2,110,868,943
Kingslee S.A.
Obarrio Urbanizacion Obarrio, Marbella, 53rd Street, MMG Tower, 16th Floor, Panama City, Republic of Panama
Henderson Land Development Company Limited
100.00
N
Long position
2,110,868,943
Markshing Investment Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Kingslee S.A.
100.00
Y
Long position
602,398,418
Darnman Investment Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Kingslee S.A.
100.00
Y
Long position
84,642,341
Gainwise Investment Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Kingslee S.A.
100.00
Y
Long position
217,250,000
Covite Investment Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Kingslee S.A.
100.00
Y
Long position
363,328,900
Banshing Investment Limited
72-76/F., Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Kingslee S.A.
100.00
Y
Long position
843,249,284
Hong Kong Ferry (Holdings) Company Limited
98 Tam Kon Shan Road, Ngau Kok Wan, North Tsing Yi, New Territories, Hong Kong
Henderson Land Development Company Limited
33.33
N
Long position
4,406,000
Hong Kong Ferry (Holdings) Company Limited
98 Tam Kon Shan Road, Ngau Kok Wan, North Tsing Yi, New Territories, Hong Kong
Lee Shau Kee
0.22
N
Long position
4,406,000
Tako Assets Limited
P.O. Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands
Hong Kong Ferry (Holdings) Company Limited
100.00
Y
Long position
3,000,000
Thommen Limited
98 Tam Kon Shan Road, Ngau Kok Wan, North Tsing Yi, New Territories, Hong Kong
Hong Kong Ferry (Holdings) Company Limited
100.00
Y
Long position
1,406,000
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Nil
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
07/10/2013
(dd/mm/yyyy)
26.
Number of attachments
:
1