FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
Form Serial No
:
DA20120326000001
1.
Name of listed corporation
:
HKT Trust and HKT Ltd. - SS
2.
Stock code
:
06823
3.
Class of shares
:
Ordinary Shares and Preference Shares (as Share Stapled Units)
4.
Number of issued shares in class
:
6,416,730,792
5.
Name of director (English) as printed on HKID/Passport
:
(
Surname
)
Li
(
Other names
)
Tzar Kai Richard
8.
Name of director (Chinese)
:
李澤楷
9.
Chinese Character Code
:
262134192818
12.
Date of relevant event
:
20/03/2012
(dd/mm/yyyy)
13.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
14.
Details of relevant event
:
Relevant event code describing circumstances
Code describing capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price per share
Average price per share
Average consideration per share
Consideration code
Long position
121
205
43,731,976
HKD
0.000
15.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
301,200,262
4.69
16.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long Position
344,932,238
5.38
17.
Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only)
:
Code describing capacity
Number of shares
209
Long position
122,700,360
Short position
0
210
Long position
2,646,156
Short position
0
205
Long position
219,573,506
Short position
0
214
Long position
12,216
Short position
0
18.
Further information in respect of derivative interests in listed corporation
:
Code describing derivatives
Exercise period
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Price for grant
Exercise price
Price on assignment
Nil
19.
Further information in relation to interests of children under 18 and/or spouse
:
Name of child/spouse
Number of shares
Nil
20.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling shareholder
% control
Direct interest
Number of shares
Eisner Investments Limited
P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Li Tzar Kai, Richard
100.00
Y
Long position
202,431,460
Chiltonlink Limited
P.O. Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Li Tzar Kai, Richard
100.00
N
Long position
17,142,046
Pacific Century Diversified Limited
Scotia Centre, 4th Floor, P.O. Box 2804, George Town, Grand Cayman KY1-1112, Cayman Islands (Cayman Islands)
Chiltonlink Limited
100.00
Y
Long position
17,142,046
Hutchison Whampoa Limited
Hutchison House, 22nd Floor, 10 Harcourt Road, Hong Kong (Hong Kong)
Cheung Kong (Holdings) Limited
49.97
N
Long position
2,646,156
Hutchison International Limited
Hutchison House, 22nd Floor, 10 Harcourt Road, Hong Kong (Hong Kong)
Hutchison Whampoa Limited
100.00
N
Long position
2,646,156
Yue Shun Limited
c/o Offshore Incorporations Limited, Offshore Incorporations Centre, PO Box 957, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Hutchison International Limited
100.00
Y
Long position
2,646,156
Li Ka-Shing Unity Holdings Limited
P.O. Box 309, Ugland House, South Church Street, Grand Cayman, Cayman Islands, British West Indies (Cayman Islands)
Li Tzar Kai, Richard
33.33
N
Long position
2,646,156
Li Ka-Shing Unity Trustee Company Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies (Cayman Islands)
Li Ka-Shing Unity Holdings Limited
100.00
N
Long position
2,646,156
Li Ka-Shing Unity Trustee Corporation Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies (Cayman Islands)
Li Ka-Shing Unity Holdings Limited
100.00
N
Long position
2,646,156
Li Ka-Shing Unity Trustcorp Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies (Cayman Islands)
Li Ka-Shing Unity Holdings Limited
100.00
N
Long position
2,646,156
Cheung Kong (Holdings) Limited
7/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong (Hong Kong)
Li Ka-Shing Unity Trustee Company Limited
40.43
N
Long position
2,646,156
Burra Company Limited
7/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong (Hong Kong)
Li Ka-Shing Unity Trustee Company Limited
100.00
N
Long position
2,646,156
Haverhill Company Limited
7/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong (Hong Kong)
Burra Company Limited
100.00
N
Long position
2,646,156
King's Road Development Company Limited
7/F., Cheung Kong Center, 2 Queen's Road Central, Hong Kong (Hong Kong)
Haverhill Company Limited
100.00
N
Long position
2,646,156
Li Ka-Shing Castle Holdings Limited
P.O. Box 309, Ugland House, South Church Street, Grand Cayman, Cayman Islands, British West Indies (Cayman Islands)
Li Tzar Kai, Richard
33.33
N
Long position
2,646,156
Li Ka-Shing Castle Trustee Company Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies (Cayman Islands)
Li Ka-Shing Castle Holdings Limited
100.00
N
Long position
2,646,156
Li Ka-Shing Castle Trustee Corporation Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies (Cayman Islands)
Li Ka-Shing Castle Holdings Limited
100.00
N
Long position
2,646,156
Li Ka-Shing Castle Trustcorp Limited
P.O. Box 309, Ugland House, George Town, Grand Cayman, Cayman Islands, British West Indies (Cayman Islands)
Li Ka-Shing Castle Holdings Limited
100.00
N
Long position
2,646,156
Chiltonlink Limited
P.O. Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Li Tzar Kai, Richard
100.00
N
Long position
12,216
Pacific Century Investment Holdings No. 1 Limited
Portcullis TrustNet Chambers, P.O. Box 3444, Road Town, Tortola, British Virgin Islands (British Virgin Islands)
Chiltonlink Limited
100.00
N
Long position
12,216
Pacific Century Investment Holdings (Cayman Islands) Limited
Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Pacific Century Investment Holdings No. 1 Limited
100.00
N
Long position
12,216
Bridge Holdings Company Limited
Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Pacific Century Investment Holdings (Cayman Islands) Limited
100.00
N
Long position
12,216
Bridge Partners, L.P.
Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Bridge Holdings Company Limited
100.00
N
Long position
12,216
PineBridge Investments Limited
Walker House, 87 Mary Street, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)
Bridge Partners, L.P.
100.00
N
Long position
12,216
PineBridge Investments Holdings US LLC
c/o Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, DE 19808 (Delaware, USA)
PineBridge Investments Limited
100.00
N
Long position
12,216
PineBridge Investments LLC
c/o Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, DE 19808 (Delaware, USA)
PineBridge Investments Holdings US LLC
100.00
Y
Long position
12,216
21.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Nil
22.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
The Li Ka-Shing Unity Discretionary Trust
Addresses of individuals are not displayed.
502
Long position
2,646,156
(Private)
Addresses of individuals are not displayed.
502
Long position
2,646,156
(Private)
Addresses of individuals are not displayed.
502
Long position
2,646,156
(Private)
Addresses of individuals are not displayed.
502
Long position
2,646,156
The Ocean Trust
Addresses of individuals are not displayed.
503
Long position
122,700,360
The Starlite Trust
Addresses of individuals are not displayed.
503
Long position
122,700,360
23.
Further information from a party to an agreement under Section 317
:
Names of other parties
Address
Number of shares
Nil
Total number of shares in which substantial shareholder is interested under section 317 and 318
:
24.
Date of filing this Form 3A
:
23/03/2012
(dd/mm/yyyy)
26.
Number of attachments
:
1