FORM 3A - Director's/Chief Executive's Notice - Interests in Shares of Listed Corporation
 
Form Serial No: DA20141009000183
1. Name of listed corporation: HKT Trust and HKT Ltd. - SS 
2. Stock code: 06823
3. Class of shares: Ordinary Shares and Preference Shares (as Share Stapled Units) 
4. Number of issued shares in class: 7,571,742,334
5. Name of director (English) as printed on HKID/Passport:
(Surname) Li
(Other names) Tzar Kai, Richard
8. Name of director (Chinese): 李澤楷 
9. Chinese Character Code: 262134192818
12. Date of relevant event: 08/10/2014
(dd/mm/yyyy)
13. Date when director became aware of the relevant event/ interest in the shares (if later):
 
14. Details of relevant event:
  Relevant event code describing circumstances Code describing capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price per share Average price per share Average consideration per share Consideration code
Long position  122  205    118,397,000  HKD      9.220  301 
 
15. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long Position332,553,6314.39
 
16. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long Position214,156,6312.83
 
17. Capacity in which interests disclosed in Box 16 are held (required for Initial Notification only):
Code describing capacityNumber of shares
209
Long position144,786,423
Short position0
210
Long position3,122,464
Short position0
205
Long position66,247,614
Short position0
214
Long position130
Short position0
 
18. Further information in respect of derivative interests in listed corporation:
Code describing derivatives Exercise period Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsPrice for grantExercise pricePrice on assignment 
Nil       
 
19. Further information in relation to interests of children under 18 and/or spouse:
Name of child/spouseNumber of shares
Nil 
 
20. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling shareholder% controlDirect interestNumber of shares
Eisner Investments LimitedP.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)Li Tzar Kai, Richard100.00Y
Long position46,020,000
Chiltonlink Limited P.O. Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands (British Virgin Islands)Li Tzar Kai, Richard100.00N
Long position20,227,614
Pacific Century Diversified Limited Floor 4, Willow House, Cricket Square, P O Box 2804, Grand Cayman KY1-1112, Cayman Islands (Cayman Islands)Chiltonlink Limited 100.00Y
Long position20,227,614
Hutchison Whampoa LimitedHutchison House, 22nd Floor, 10 Harcourt Road, Hong Kong (Hong Kong)Cheung Kong (Holdings) Limited49.97N
Long position3,122,464
Hutchison International LimitedHutchison House, 22nd Floor, 10 Harcourt Road, Hong Kong (Hong Kong)Hutchison Whampoa Limited100.00N
Long position3,122,464
Yue Shun Limitedc/o Offshore Incorporations Limited, Offshore Incorporations Centre, PO Box 957, Road Town, Tortola, British Virgin Islands (British Virgin Islands)Hutchison International Limited100.00Y
Long position3,122,464
Chiltonlink LimitedP.O. Box 71, Craigmuir Chambers, Road Town, Tortola, British Virgin Islands (British Virgin Islands)Li Tzar Kai, Richard100.00N
Long position130
Pacific Century Investment Holdings No. 1 LimitedP.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands)Chiltonlink Limited100.00N
Long position130
Pacific Century Investment Holdings (Cayman Islands) Limited190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)Pacific Century Investment Holdings No. 1 Limited100.00N
Long position130
Bridge Holdings Company Limited190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)Pacific Century Investment Holdings (Cayman Islands) Limited100.00N
Long position130
Bridge Partners, L.P.190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)Bridge Holdings Company Limited100.00N
Long position130
PineBridge Investments Limited 190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands (Cayman Islands)Bridge Partners, L.P.100.00N
Long position130
PineBridge Investments Holdings US LLCc/o Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, DE 19808 (Delaware, USA)PineBridge Investments Limited 100.00N
Long position130
PineBridge Investments LLCc/o Corporation Service Company, 2711 Centerville Road, Suite 400, Wilmington, DE 19808 (Delaware, USA)PineBridge Investments Holdings US LLC100.00Y
Long position130
 
21. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
Nil 
 
22. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
The Li Ka-Shing Unity Discretionary TrustAddresses of individuals are not displayed.502
Long position3,122,464
(Private)Addresses of individuals are not displayed.502
Long position3,122,464
(Private)Addresses of individuals are not displayed.502
Long position3,122,464
(Private)Addresses of individuals are not displayed.502
Long position3,122,464
The Ocean TrustAddresses of individuals are not displayed.503
Long position144,786,423
The Starlite TrustAddresses of individuals are not displayed.503
Long position144,786,423
 
23. Further information from a party to an agreement under Section 317:
Names of other partiesAddressNumber of shares
Nil 
Total number of shares in which substantial shareholder is interested under section 317 and 318:
 
24. Date of filing this Form 3A: 09/10/2014
(dd/mm/yyyy)
26. Number of attachments: 1