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Form Serial No: |
DB20170104000072 |
| 1.
Name of listed corporation: |
Rivera (Holdings) Ltd. |
| 2.
Stock code: |
00281 |
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3.
Name of associated corporation of listed corporation: |
Shanghai Zhangjiang Micro-electronics Port Co. Ltd. |
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4.
Registered office: |
中國上海市張江高科技園區碧波路690號2樓104-A室 |
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5.
Principal place of business: |
中國上海市張江高科技園區碧波路690號2樓104-A室 |
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6.
Class of shares in which interested: |
Capital Contribution in Renminbi (RMB) |
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7.
Number of issued shares in class: |
370,830,000 |
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8.
Business registration number: |
310115400081499 |
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9.
Certificate of Incorporation No.: |
20011386 |
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Place of Incorporation: |
The People's Republic of China |
| 10.
Exchange on which listed: |
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| 11.
Name of director (English) as printed on HKID/Passport: |
| (Surname) |
Hsu |
| (Other names) |
Feng |
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| 14.
Name of director (Chinese): |
徐楓 |
| 15.
Chinese Character Code: |
17762800 |
| 18.
Date of relevant event: |
31/12/2016
(dd/mm/yyyy)
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| 19.
Date when director became aware of the relevant event/ interest in the shares (if later): |
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| 20.
Details of relevant event: |
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Relevant event code describing circumstances
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Code describing capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price per share
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Average price per share
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Average consideration per share
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Consideration code
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| Long position |
157 |
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CNY |
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| 21.
Total shares in associated corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 50,000,000 | 13.48 |
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| 22.
Total shares in associated corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long Position | 50,000,000 | 13.48 |
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| 23.
Capacity in which interests disclosed in Box 22 are held (required for Initial Notification only): |
| Code describing capacity | Number of shares |
| 205 | | Long position | 50,000,000 | | Short position | 0 |
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| 24.
Further information in respect of derivative interests in associated corporation: |
| Code describing derivatives |
Exercise period |
Consideration - if derivatives granted by associated corporation |
Number of shares |
| | | Begins | Ends | Price for grant | Exercise price | Price on assignment | |
| Nil | | | | | | | |
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| 25.
Further information in relation to interests of children under 18 and/or spouse: |
| Name of child/spouse | Number of shares |
| Nil | |
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| 26.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling shareholder | % control | Direct interest | Number of shares |
| E-Shares Investments Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Hsu Feng | 100.00 | N | | Long position | 50,000,000 | | Short position | 0 |
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| King China Holdings Limited | 9/F., Surson Commercial Building, 140-142 Austin Road, Tsimshatsui, Kowloon, Hong Kong (Hong Kong) | Hsu Feng | 100.00 | N | | Long position | 50,000,000 | | Short position | 0 |
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| Tomson Group Limited | P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands. (Cayman Islands) | Hsu Feng | 23.98 | N | | Long position | 50,000,000 | | Short position | 0 |
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| Tomson Group Limited | P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands. (Cayman Islands) | E-Shares Investments Limited | 8.21 | N | | Long position | 50,000,000 | | Short position | 0 |
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| Tomson Group Limited | P.O. Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands. (Cayman Islands) | King China Holdings Limited | 11.47 | N | | Long position | 50,000,000 | | Short position | 0 |
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| Charlesville Limited | 2nd Floor, Omar Hodge Building, Wickham's Cay, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Tomson Group Limited | 100.00 | N | | Long position | 50,000,000 | | Short position | 0 |
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| Tomson (China) Limited | Room 1507-12, 15th Floor, Wing On Centre, 111 Connaught Road Central, Hong Kong (Hong Kong) | Charlesville Limited | 100.00 | N | | Long position | 50,000,000 | | Short position | 0 |
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| Shanghai Tomson Real Estate Investment & Development Co., Ltd | 中國上海市浦東新區東方路710號 (People's Republic of China) | Tomson (China) Limited | 100.00 | Y | | Long position | 50,000,000 | | Short position | 0 |
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| 27.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| Nil | | |
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| 28.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Nil | | | |
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| 29.
Date of filing this Form 3B: |
04/01/2017
(dd/mm/yyyy)
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| 31.
Number of attachments: |
0
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