List of DI notices filed by substantial shareholders within a specified period
 
Stock code: 00388
Name of listed corporation: Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy): 23/01/2009 - 23/01/2019
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NoName of substantial shareholderReason for disclosureNo. of shares bought/ sold/ involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued share capitalDate of relevant event
CS20111018000011Deutsche Bank Aktiengesellschaft103(L)
4,798,225(L)
HKD 117.800110,109,491(L)
105,115,338(S)
1,331,031(P)
10.19(L)
9.73(S)
0.12(P)
11/10/2011
CS20111017000070Deutsche Bank Aktiengesellschaft103(L)
113(S)		9,720,204(L)
5,225,580(S)		HKD 108.657105,311,266(L)
100,707,704(S)
1,251,731(P)
9.75(L)
9.32(S)
0.11(P)
10/10/2011
CS20111014000014Deutsche Bank Aktiengesellschaft103(L)
113(S)		9,752,319(L)
12,661,119(S)		HKD 103.39092,954,645(L)
94,342,747(S)
1,249,547(P)
8.60(L)
8.73(S)
0.11(P)
06/10/2011
CS20110909000033Deutsche Bank Aktiengesellschaft103(L)
306,029(L)
HKD 142.30380,904,281(L)
75,597,344(S)
1,243,647(P)
7.49(L)
7.00(S)
0.11(P)
31/08/2011
CS20110831000004Deutsche Bank Aktiengesellschaft103(L)
4,448,927(L)
HKD 143.37987,017,902(L)
84,563,027(S)
1,240,847(P)
8.06(L)
7.83(S)
0.11(P)
24/08/2011
CS20110815000036Deutsche Bank Aktiengesellschaft113(S)2,326,092(S) 79,260,631(L)
76,068,209(S)
1,171,864(P)
7.34(L)
7.05(S)
0.10(P)
05/08/2011
CS20110713000039Deutsche Bank Aktiengesellschaft103(L)
113(S)		10,878,824(L)
10,773,054(S)		HKD 167.63080,317,182(L)
72,853,738(S)
1,054,529(P)
7.44(L)
6.75(S)
0.09(P)
06/07/2011
CS20110708000016Deutsche Bank Aktiengesellschaft103(L)
113(S)		15,333,737(L)
12,935,482(S)		HKD 162.57465,751,240(L)
60,046,535(S)
1,054,529(P)
6.09(L)
5.56(S)
0.09(P)
29/06/2011
CS20110708000015Deutsche Bank Aktiengesellschaft103(L)
1,087,200(L)
HKD 160.55675,970,796(L)
72,586,956(S)
1,054,529(P)
7.04(L)
6.72(S)
0.09(P)
17/06/2011
CS20110708000014Deutsche Bank Aktiengesellschaft101(L)
19,397,900(L)
HKD 166.39471,979,779(L)
68,000,018(S)
1,054,529(P)
6.67(L)
6.30(S)
0.09(P)
14/06/2011
CS20101015000197JPMorgan Chase & Co.102(L)
1,089,960(L)
HKD 166.92052,816,358(L)
1,194,949(S)
37,217,562(P)
4.90(L)
0.11(S)
3.45(P)
12/10/2010
CS20101014000005JPMorgan Chase & Co.101(L)
455,536(L)
HKD 168.90053,906,318(L)
1,134,129(S)
37,217,562(P)
5.00(L)
0.11(S)
3.45(P)
11/10/2010
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