List of DI notices filed by substantial shareholders within a specified period
 
Stock code: 00388
Name of listed corporation: Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy): 24/09/2007 - 24/09/2017
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NoName of substantial shareholderReason for disclosureNo. of shares bought/ sold/ involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued share capitalDate of relevant event
CS20080421000117Deutsche Bank Aktiengesellschaft101(L)
1,435,084(L)
HKD 143.89054,249,229(L)
34,331,689(S)
5.06(L)
3.20(S)
14/04/2008
CS20080418000075Deutsche Bank Aktiengesellschaft102(L)
2,180,600(L)
HKD 149.59653,206,815(L)
33,523,948(S)
4.97(L)
3.13(S)
11/04/2008
CS20080416000149Deutsche Bank Aktiengesellschaft101(L)
2,220,600(L)
HKD 146.83754,304,829(L)
34,684,400(S)
5.07(L)
3.24(S)
09/04/2008
CS20080411000164JPMorgan Chase & Co.115(L)
3,079,082(L)
 65,237,738(L)
17,657,160(S)
30,889,112(P)
6.09(L)
1.65(S)
2.88(P)
08/04/2008
CS20080404000012JPMorgan Chase & Co.101(L)
9,501,900(L)
HKD 143.73061,107,456(L)
17,056,460(S)
29,781,912(P)
5.70(L)
1.59(S)
2.78(P)
02/04/2008
CS20080407000158Deutsche Bank Aktiengesellschaft102(L)
112(S)		12,920,383(L)
13,621,783(S)		HKD 132.14448,276,392(L)
44,869,809(S)
4.51(L)
4.19(S)
28/03/2008
CS20080310000090Deutsche Bank Aktiengesellschaft113(S)1,292,600(S) 56,023,038(L)
54,828,315(S)
5.23(L)
5.12(S)
04/03/2008
CS20080306000106Deutsche Bank Aktiengesellschaft113(S)2,691,316(S) 54,106,043(L)
51,759,260(S)
5.05(L)
4.83(S)
28/02/2008
CS20080215000123Deutsche Bank Aktiengesellschaft101(L)
1,130,480(L)
HKD 160.63054,185,767(L)
54,060,866(S)
5.06(L)
5.05(S)
11/02/2008
CS20080214000093JPMorgan Chase & Co.102(L)
1,291,100(L)
HKD 161.93052,623,797(L)
10,135,360(S)
27,606,642(P)
4.91(L)
0.95(S)
2.58(P)
11/02/2008
CS20080213000113JPMorgan Chase & Co.112(S)2,026,703(S) 53,914,897(L)
10,112,490(S)
28,896,642(P)
5.03(L)
0.94(S)
2.70(P)
06/02/2008
CS20080211000018Deutsche Bank Aktiengesellschaft102(L)
112(S)		1,432,200(L)
1,397,000(S)		 53,364,608(L)
53,022,880(S)
4.99(L)
4.95(S)
31/01/2008
CS20080125000303Deutsche Bank Aktiengesellschaft101(L)
111(S)		10,839,715(L)
11,038,683(S)		HKD 176.23155,185,543(L)
58,504,909(S)
5.16(L)
5.47(S)
17/01/2008
CS20071231000129JPMorgan Chase & Co.113(S)24,840,500(S) 59,420,531(L)
20,350,080(S)
31,062,703(P)
5.55(L)
1.90(S)
2.90(P)
26/12/2007
CS20071129000147JPMorgan Chase & Co.113(S)9,936,361(S) 59,252,713(L)
44,378,980(S)
30,963,380(P)
5.54(L)
4.15(S)
2.89(P)
26/11/2007
CS20071126000120JPMorgan Chase & Co.113(S)13,446,779(S) 59,097,162(L)
34,410,759(S)
30,300,380(P)
5.53(L)
3.22(S)
2.83(P)
22/11/2007
CS20071023000344JPMorgan Chase & Co.113(S)2,687,500(S) 54,202,040(L)
20,609,391(S)
29,904,880(P)
5.07(L)
1.93(S)
2.80(P)
18/10/2007
CS20071010000237JPMorgan Chase & Co.113(S)115,091,811(S) 60,633,579(L)
27,898,990(S)
33,252,430(P)
5.67(L)
2.61(S)
3.11(P)
05/10/2007
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