List of DI notices filed by substantial shareholders within a specified period
 
Stock code: 00388
Name of listed corporation: Hong Kong Exchanges and Clearing Ltd.
Date (dd/mm/yyyy): 20/07/2008 - 20/07/2018
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NoName of substantial shareholderReason for disclosureNo. of shares bought/ sold/ involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued share capitalDate of relevant event
CS20111018000011Deutsche Bank Aktiengesellschaft103(L)
4,798,225(L)
HKD 117.800110,109,491(L)
105,115,338(S)
1,331,031(P)
10.19(L)
9.73(S)
0.12(P)
11/10/2011
CS20111017000070Deutsche Bank Aktiengesellschaft103(L)
113(S)		9,720,204(L)
5,225,580(S)		HKD 108.657105,311,266(L)
100,707,704(S)
1,251,731(P)
9.75(L)
9.32(S)
0.11(P)
10/10/2011
CS20111014000014Deutsche Bank Aktiengesellschaft103(L)
113(S)		9,752,319(L)
12,661,119(S)		HKD 103.39092,954,645(L)
94,342,747(S)
1,249,547(P)
8.60(L)
8.73(S)
0.11(P)
06/10/2011
CS20110909000033Deutsche Bank Aktiengesellschaft103(L)
306,029(L)
HKD 142.30380,904,281(L)
75,597,344(S)
1,243,647(P)
7.49(L)
7.00(S)
0.11(P)
31/08/2011
CS20110831000004Deutsche Bank Aktiengesellschaft103(L)
4,448,927(L)
HKD 143.37987,017,902(L)
84,563,027(S)
1,240,847(P)
8.06(L)
7.83(S)
0.11(P)
24/08/2011
CS20110815000036Deutsche Bank Aktiengesellschaft113(S)2,326,092(S) 79,260,631(L)
76,068,209(S)
1,171,864(P)
7.34(L)
7.05(S)
0.10(P)
05/08/2011
CS20110713000039Deutsche Bank Aktiengesellschaft103(L)
113(S)		10,878,824(L)
10,773,054(S)		HKD 167.63080,317,182(L)
72,853,738(S)
1,054,529(P)
7.44(L)
6.75(S)
0.09(P)
06/07/2011
CS20110708000016Deutsche Bank Aktiengesellschaft103(L)
113(S)		15,333,737(L)
12,935,482(S)		HKD 162.57465,751,240(L)
60,046,535(S)
1,054,529(P)
6.09(L)
5.56(S)
0.09(P)
29/06/2011
CS20110708000015Deutsche Bank Aktiengesellschaft103(L)
1,087,200(L)
HKD 160.55675,970,796(L)
72,586,956(S)
1,054,529(P)
7.04(L)
6.72(S)
0.09(P)
17/06/2011
CS20110708000014Deutsche Bank Aktiengesellschaft101(L)
19,397,900(L)
HKD 166.39471,979,779(L)
68,000,018(S)
1,054,529(P)
6.67(L)
6.30(S)
0.09(P)
14/06/2011
CS20101015000197JPMorgan Chase & Co.102(L)
1,089,960(L)
HKD 166.92052,816,358(L)
1,194,949(S)
37,217,562(P)
4.90(L)
0.11(S)
3.45(P)
12/10/2010
CS20101014000005JPMorgan Chase & Co.101(L)
455,536(L)
HKD 168.90053,906,318(L)
1,134,129(S)
37,217,562(P)
5.00(L)
0.11(S)
3.45(P)
11/10/2010
CS20090112000146JPMorgan Chase & Co.102(L)
2,518,400(L)
HKD 79.60052,656,908(L)
17,608,959(S)
38,429,825(P)
4.90(L)
1.64(S)
3.58(P)
08/01/2009
CS20090106000082Deutsche Bank Aktiengesellschaft102(L)
113(S)		5,672,698(L)
2,893,398(S)		HKD 73.84951,922,593(L)
29,902,394(S)
4.83(L)
2.78(S)
30/12/2008
CS20081216000126Deutsche Bank Aktiengesellschaft101(L)
2,333,707(L)
 54,185,447(L)
34,744,288(S)
5.04(L)
3.23(S)
10/12/2008
CS20081210000097JPMorgan Chase & Co.113(S)4,035,425(S) 55,686,139(L)
18,679,193(S)
35,577,683(P)
5.18(L)
1.74(S)
3.31(P)
05/12/2008
CS20081121000129JPMorgan Chase & Co.117(L)
494,697(L)
HKD 55.56064,030,268(L)
26,772,192(S)
35,584,948(P)
5.96(L)
2.49(S)
3.31(P)
18/11/2008
CS20081120000145JPMorgan Chase & Co.113(S)12,570,918(S) 64,524,965(L)
26,575,892(S)
36,104,645(P)
6.00(L)
2.47(S)
3.36(P)
17/11/2008
CS20081119000079JPMorgan Chase & Co.117(L)
5,629,128(L)
HKD 65.86065,292,759(L)
39,146,810(S)
36,153,539(P)
6.07(L)
3.64(S)
3.36(P)
14/11/2008
CS20081103000275Deutsche Bank Aktiengesellschaft102(L)
113(S)		4,936,719(L)
6,044,619(S)		HKD 66.20352,871,927(L)
38,569,314(S)
4.92(L)
3.59(S)
28/10/2008
CS20081027000171JPMorgan Chase & Co.113(S)339,660(S) 56,338,448(L)
42,755,055(S)
35,265,333(P)
5.24(L)
3.98(S)
3.28(P)
23/10/2008
CS20081024000177JPMorgan Chase & Co.113(S)520,238(S) 57,216,273(L)
43,093,715(S)
35,813,433(P)
5.32(L)
4.01(S)
3.33(P)
21/10/2008
CS20081023000192JPMorgan Chase & Co.113(S)8,188,596(S) 55,881,314(L)
42,573,477(S)
35,794,233(P)
5.20(L)
3.96(S)
3.33(P)
20/10/2008
CS20081020000218JPMorgan Chase & Co.113(S)3,448,867(S) 55,793,273(L)
50,732,773(S)
35,783,733(P)
5.19(L)
4.72(S)
3.33(P)
16/10/2008
CS20081017000201JPMorgan Chase & Co.101(L)
113(S)		6,590,094(L)
3,463,294(S)		HKD 94.22058,046,802(L)
54,097,867(S)
35,595,033(P)
5.40(L)
5.03(S)
3.31(P)
14/10/2008
CS20081010000142Deutsche Bank Aktiengesellschaft113(S)309,006(S) 63,188,372(L)
53,600,419(S)
5.88(L)
4.99(S)
06/10/2008
CS20081010000089Deutsche Bank Aktiengesellschaft113(S)354,656(S) 63,135,843(L)
53,844,819(S)
5.87(L)
5.01(S)
03/10/2008
CS20081006000068Deutsche Bank Aktiengesellschaft103(L)
1,763,432(L)
HKD 98.94063,193,219(L)
50,865,765(S)
5.88(L)
4.73(S)
26/09/2008
CS20081002000132JPMorgan Chase & Co.102(L)
997,923(L)
HKD 98.97052,763,600(L)
52,497,871(S)
35,167,697(P)
4.91(L)
4.88(S)
3.27(P)
26/09/2008
CS20081002000166Deutsche Bank Aktiengesellschaft103(L)
2,111,913(L)
HKD 98.14965,078,717(L)
50,425,371(S)
6.05(L)
4.69(S)
25/09/2008
CS20080929000125JPMorgan Chase & Co.113(S)4,477,274(S) 53,761,523(L)
51,535,194(S)
35,025,197(P)
5.00(L)
4.79(S)
3.26(P)
25/09/2008
CS20080923000601JPMorgan Chase & Co.101(L)
2,060,600(L)
HKD 98.85055,310,283(L)
57,744,004(S)
34,652,697(P)
5.15(L)
5.37(S)
3.22(P)
19/09/2008
CS20080919000183JPMorgan Chase & Co.102(L)
113(S)		1,423,800(L)
19,725,300(S)		HKD 88.54052,941,986(L)
57,812,804(S)
34,510,000(P)
4.93(L)
5.38(S)
3.21(P)
17/09/2008
CS20080918000100JPMorgan Chase & Co.113(S)21,268,281(S) 54,880,196(L)
39,665,675(S)
34,438,000(P)
5.11(L)
3.69(S)
3.20(P)
15/09/2008
CS20080917000140JPMorgan Chase & Co.101(L)
6,321,400(L)
HKD 92.91054,874,761(L)
18,397,394(S)
34,438,000(P)
5.11(L)
1.71(S)
3.20(P)
12/09/2008
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