List of DI notices filed by substantial shareholders within a specified period
Stock code:
03150
Name of listed corporation:
Harvest CSI Smallcap 500 Index ETF
Date (dd/mm/yyyy):
24/10/2007
-
24/10/2017
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool
Form Serial No
Name of substantial shareholder
Reason for disclosure
No. of shares bought/ sold/ involved
Average price per share
No. of shares interested (See *Notes above)
% of issued share capital
Date of relevant event
IS20160901000169
Ng Wei Kin Peter
101
(L)
2,000(L)
HKD 5.930
24,400(L)
4.88(L)
29/08/2016
IS20160901000168
Ng Wei Kin Peter
101
(L)
1,000(L)
HKD 5.920
26,400(L)
5.28(L)
16/08/2016
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