List of DI notices filed by substantial shareholders within a specified period
 
Stock code: 03150
Name of listed corporation: Harvest CSI Smallcap 500 Index ETF
Date (dd/mm/yyyy): 24/10/2007 - 24/10/2017
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NoName of substantial shareholderReason for disclosureNo. of shares bought/ sold/ involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued share capitalDate of relevant event
IS20160901000169Ng Wei Kin Peter101(L)
2,000(L)
HKD 5.93024,400(L)
4.88(L)
29/08/2016
IS20160901000168Ng Wei Kin Peter101(L)
1,000(L)
HKD 5.92026,400(L)
5.28(L)
16/08/2016
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