List of DI notices filed by substantial shareholders within a specified period
 
Stock code: 03396
Name of listed corporation: Legend Holdings Corporation - H Shares
Date (dd/mm/yyyy): 23/09/2009 - 23/09/2019
 
Please click the links under the column "Date of relevant event" to view the details of the DI notices.
*Notes: (L) - Long Position, (S) - Short Position, (P) - Lending Pool

Form Serial NoName of substantial shareholderReason for disclosureNo. of shares bought/ sold/ involvedAverage price per shareNo. of shares interested (See *Notes above)% of issued share capitalDate of relevant event
CS20160406000270Baillie Gifford & Co102(L)
911,800(L)
 19,560,200(L)
4.99(L)
31/03/2016
IS20160406000276Dewar Lynn102(L)
911,800(L)
 0(L)
0.00(L)
31/03/2016
IS20160406000273Frankin Angus102(L)
911,800(L)
 0(L)
0.00(L)
31/03/2016
IS20160406000275Plowden Charles102(L)
911,800(L)
 0(L)
0.00(L)
31/03/2016
IS20160406000274Tait Anthony102(L)
911,800(L)
 0(L)
0.00(L)
31/03/2016
IS20160406000272Telfer Andrew102(L)
911,800(L)
 0(L)
0.00(L)
31/03/2016
IS20160406000271Warden Alison102(L)
911,800(L)
 0(L)
0.00(L)
31/03/2016
CS20150723000233UBS AG102(L)
50,594,797(L)
 2,793,263(L)
850,000(S)
0.71(L)
0.22(S)
21/07/2015
CS20150723000242UBS Group AG102(L)
50,594,797(L)
 2,793,263(L)
850,000(S)
0.71(L)
0.22(S)
21/07/2015
CS20150721000294UBS AG105(L)
14,185,613(L)
 53,388,060(L)
53,790,000(S)
13.75(L)
13.85(S)
17/07/2015
CS20150721000296UBS Group AG105(L)
14,185,613(L)
 53,388,060(L)
53,790,000(S)
13.75(L)
13.85(S)
17/07/2015
CS20150713000268UBS AG103(L)
1,964,462(L)
HKD 39.76366,818,773(L)
53,340,000(S)
17.21(L)
13.74(S)
08/07/2015
CS20150713000269UBS Group AG103(L)
1,964,462(L)
HKD 39.76366,818,773(L)
53,340,000(S)
17.21(L)
13.74(S)
08/07/2015
CS20150711000039Baillie Gifford & Co101(L)
1,175,800(L)
 19,459,700(L)
5.01(L)
07/07/2015
CS20150709000438China International Capital Corporation Limited103(L)
136,000(L)
HKD 42.20019,343,810(L)
15,478,000(S)
4.98(L)
3.99(S)
07/07/2015
IS20150710000151Dewar Lynn101(L)
1,175,800(L)
 19,459,700(L)
5.01(L)
07/07/2015
IS20150710000131Franklin Angus101(L)
1,175,800(L)
 19,459,700(L)
5.01(L)
07/07/2015
IS20150710000143Plowden Charles101(L)
1,175,800(L)
 19,459,700(L)
5.01(L)
07/07/2015
IS20150710000140Tait Anthony101(L)
1,175,800(L)
 19,459,700(L)
5.01(L)
07/07/2015
IS20150710000124Telfer Andrew101(L)
1,175,800(L)
 19,459,700(L)
5.01(L)
07/07/2015
CS20150710000434UBS AG103(L)
6,417,101(L)
HKD 42.16264,854,311(L)
53,340,000(S)
16.70(L)
13.74(S)
07/07/2015
CS20150710000435UBS Group AG103(L)
6,417,101(L)
HKD 42.16264,854,311(L)
53,340,000(S)
16.70(L)
13.74(S)
07/07/2015
IS20150710000119Warden Alison101(L)
1,175,800(L)
 19,459,700(L)
5.01(L)
07/07/2015
CS20150709000593UBS AG103(L)
7,055,200(L)
HKD 42.48358,437,210(L)
53,240,000(S)
15.05(L)
13.71(S)
06/07/2015
CS20150709000594UBS Group AG103(L)
7,055,200(L)
HKD 42.48358,437,210(L)
53,240,000(S)
15.05(L)
13.71(S)
06/07/2015
CS20150703000367UBS AG104(L)
9,718,600(L)
 51,418,834(L)
53,040,000(S)
13.24(L)
13.66(S)
30/06/2015
CS20150703000373UBS Group AG104(L)
9,718,600(L)
 51,418,834(L)
53,040,000(S)
13.24(L)
13.66(S)
30/06/2015
CS20150708000047China International Capital Corporation (Hong Kong) Limited109(L)
111(S)		19,667,310(L)
15,478,000(S)		 19,667,310(L)
15,478,000(S)
5.07(L)
3.99(S)
29/06/2015
CS20150708000046China International Capital Corporation Limited109(L)
111(S)		19,667,310(L)
15,478,000(S)		 19,667,310(L)
15,478,000(S)
5.07(L)
3.99(S)
29/06/2015
CS20150703000364UBS AG109(L)
41,700,234(L)
 41,700,234(L)
52,940,000(S)
10.74(L)
13.64(S)
29/06/2015
CS20150703000366UBS Group AG109(L)
41,700,234(L)
 41,700,234(L)
52,940,000(S)
10.74(L)
13.64(S)
29/06/2015
CS20150708000469全國社會保障基金理事會108(L)
  35,294,400(L)
9.09(L)
29/06/2015
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