Submit DI Form 1, Form 3A, Form 3B, Form 3C or Form 3D

? Help

Note:

  1. Logged-in DION User should only file DI form on his/her/its behalf.
  2. To submit DI forms, please upload the duly completed DI form(s) here. Concert Party Documents (if applicable) should be uploaded in step 3.
  3. This system only accepts PDF DI forms or Excel DI forms provided in this website or SFC website.
  4. Upload DI form function allows multiple form submission. You may upload up to 10 DI forms in each submission.
  5. Both PDF form and Excel form can be uploaded in one submission.
  6. If the forms uploaded are in respect of the same listed corporation and the same relevant event date, you will need to indicate the sequence of events in step 2.
  7. DI forms and Concert Party Document(s) submitted to the HKEX through this system is regarded as duly given or delivered to the Listed Corporation concerned.

Upload Form


 

Note: The information you provide include or may include personal data as defined in the Personal Data (Privacy) Ordinance. We therefore draw your attention to the HKEX Privacy Policy Statement which sets out the policy and practices with regard to any personal data to be provided by you.